CAPITAL ASSET MANAGEMENT, INC.
Adviser information for CAPITAL ASSET MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 303 | $156.4M |
| Non-Discretionary | 1 | $2.2M |
| Total | 304 | $158.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $18.5M |
| HNW Individuals | 38 | $108.6M |
| Banking or thrift institutions | <5 | $1.0M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | 6 | $3.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.2M |
| Other | 7 | $22.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121081 |
|---|---|
| SEC ERA File Number | 801-121081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120597 |
| Legal Entity Identifier | None |
Principal Office
445 HUTCHINSON AVENUE, SUITE 270COLUMBUS
OH
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 614-515-5510, Fax: 614-635-1398
Chief Compliance Officer
J. ERIC RICE
VICE PRESIDENT AND COO
445 HUTCHINSON AVENUE, SUITE 270
COLUMBUS
OH
United States
Tel:
614-515-5510
Fax:
614-635-1398
E****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER T. FRY
FOUNDER, PRESIDENTAND CEO
445 HUTCHINSON AVENUE
SUITE 270
COLUMBUS
OH
United States
Tel:
614-515-5510
Fax:
614-635-1398
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRY, CHRISTOPHER, TODD | Individual | – | FOUNDER, PRESIDENTAND CEO | 02/2000 | > 75% |
| RICE, JAMES, ERIC | Individual | – | VICE PRESIDENT/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | 02/2010 | < 5% |