1543 CAPITAL LP
Adviser information for 1543 CAPITAL LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $140.6M |
| Non-Discretionary | 12 | $652.9M |
| Total | 16 | $793.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $140.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 10 | $615.3M |
| Insurance companies | 2 | $37.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 19 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121091 |
|---|---|
| SEC ERA File Number | 801-121091 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305398 |
| Legal Entity Identifier | None |
Principal Office
200 GREENWICH AVEGREENWICH
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-900-3650, Fax: None
Chief Compliance Officer
RICHARD GANNALO
CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER
200 GREENWICH AVE
GREENWICH
CT
United States
Tel:
203-900-3650
G******@**************M
(Full email address available in API data)
Regulatory Contact
ANDREW ULMER
CHIEF INVESTMENT OFFICER
200 GREENWICH AVE
GREENWICH
CT
United States
Tel:
203-900-3650
U****@**************M
(Full email address available in API data)
Industry Affiliates
| 1543 CAPITAL GP I LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| 1543 SERVICING LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1769 LENDING LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1543 CAPITAL FUND I LP | Private Equity Fund | $79.0M | $10.0M | 6 |
| 1543 CAPITAL OFFSHORE MASTER FUND | Private Equity Fund | $39.6M | $10.0M | 4 |
| 1543 ETL HOLDINGS LP | Private Equity Fund | $22.0M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ULMER, ANDREW, TODD | Individual | – | CIO/FOUNDER | 08/2019 | < 5% |
| ZOLA, BRIAN, AUGUSTUS | Individual | – | PORTFOLIO MANAGER | 08/2019 | 5-10% |
| WILLIAMS, GEOFFREY, MICHAEL | Individual | – | PORTFOLIO MANAGER | 08/2019 | 5-10% |
| 1543 CAPITAL HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 08/2019 | < 5% |
| ULMER, ANDREW, TODD | Individual | 1543 CAPITAL HOLDINGS LLC | CIO/FOUNDER | 08/2019 | > 75% |
| GANNALO, RICHARD, THOMAS | Individual | – | CCO/COO/CFO | 11/2019 | < 5% |
| BHUS HOLDINGS LLC | Domestic Entity | – | OWNER | 10/2021 | 5-10% |
| 1543 HOLDINGS 2, LLC | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| ULMER, ANDREW, TODD | Individual | 1543 HOLDINGS 2, LLC | CIO/FOUNDER | 12/2021 | > 75% |
| BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | Foreign Entity | BHUS HOLDINGS LLC | OWNER OF 100% OF SHARE CAPITAL OF BHUS HOLDINGS LLC | 05/2018 | > 75% |
| HOWARD, ALAN, ELDAD | Individual | ALTA L.P. | LIMITED PARTNER OF BREVAN HOWARD (JERSEY) LP | 10/2008 | 50-75% |
| BREVAN HOWARD INVESTMENT HOLDINGS LTD | Foreign Entity | BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | 05/2018 | > 75% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | Foreign Entity | BREVAN HOWARD INVESTMENT HOLDINGS LTD | OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD | 09/2012 | > 75% |
| ALTA L.P. | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 06/2012 | > 75% |
| BREVAN HOWARD CAPITAL MANAGEMENT LTD | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 05/2010 | |
| ALTA GP LIMITED | Foreign Entity | ALTA L.P. | GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP | 06/2010 |