Hedge Fund Database

CAPITAL TRUST ADVISORS

GOLDBERG ADVISERS, LLC Legal Name

Adviser information for CAPITAL TRUST ADVISORS last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 473 $330.0M
Non-Discretionary 0 $0
Total 473 $330.0M

Clients

Type Number RAUM
Individuals 47 $41.3M
HNW Individuals 87 $288.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121095
SEC ERA File Number 801-121095
SEC CIK Numbers None
SEC CRD Numbers 134174
Legal Entity Identifier None

Principal Office

1210 5TH AVENUE, #275
SAN RAFAEL
CA
United States
Monday - Friday, 6:30 A.M. - 4:30 P.M.
Tel: (415) 399-9100, Fax: None

Websites

capitaltrustadvisors.com/

Chief Compliance Officer

JOHN J. GOLDBERG
MANAGING MEMBER
1210 5TH AVENUE, #275
SAN RAFAEL
CA
United States
Tel: (415) 399-9100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLDBERG, KAY, PATRICIA Individual – MEMBER 01/2000 < 5%
GOLDBERG, JOHN, JACKSON Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 01/2000 > 75%

No. Employees, Historic

1050202120222023202420253 on 3/31/20213 on 4/8/20213 on 4/8/20213 on 6/14/20213 on 6/29/20213 on 7/9/20213 on 10/11/20213 on 3/3/20223 on 3/22/20223 on 9/16/20223 on 3/31/20233 on 4/3/20233 on 4/5/20233 on 4/6/20233 on 4/7/20233 on 4/7/20232 on 4/11/20232 on 4/12/20232 on 4/20/20232 on 4/26/20232 on 4/26/20232 on 6/6/20232 on 6/8/20232 on 12/26/20232 on 12/26/20232 on 1/15/20244 on 3/30/20244 on 3/30/2024

RAUM, Historic

400M200M020212022202320242025240710391 on 3/31/2021240710391 on 4/8/2021240710391 on 4/8/2021240710391 on 6/14/2021240710391 on 6/29/2021240710391 on 7/9/2021240710391 on 10/11/2021240710391 on 3/3/2022290987632 on 3/22/2022290987632 on 9/16/2022251703079 on 3/31/2023251703079 on 4/3/2023251703079 on 4/5/2023251703079 on 4/6/2023251703079 on 4/7/2023251703079 on 4/7/2023251703079 on 4/11/2023251703079 on 4/12/2023251703079 on 4/20/2023251703079 on 4/26/2023251703079 on 4/26/2023251703079 on 6/6/2023251703079 on 6/8/2023251703079 on 12/26/2023251703079 on 12/26/2023251703079 on 1/15/2024330041010 on 3/30/2024330041010 on 3/30/2024

No. Clients, Historic

200100020212022202320242025103 on 3/31/2021103 on 4/8/2021103 on 4/8/2021103 on 6/14/2021103 on 6/29/2021103 on 7/9/2021103 on 10/11/2021103 on 3/3/2022111 on 3/22/2022111 on 9/16/2022121 on 3/31/2023121 on 4/3/2023121 on 4/5/2023121 on 4/6/2023121 on 4/7/2023121 on 4/7/2023121 on 4/11/2023121 on 4/12/2023121 on 4/20/2023121 on 4/26/2023121 on 4/26/2023121 on 6/6/2023121 on 6/8/2023121 on 12/26/2023121 on 12/26/2023121 on 1/15/2024134 on 3/30/2024134 on 3/30/2024