Hedge Fund Database

POWERS ADVISORY GROUP, LLC

Adviser information for POWERS ADVISORY GROUP, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,279 $205.6M
Non-Discretionary 0 $0
Total 1,279 $205.6M

Clients

Type Number RAUM
Individuals 386 $70.1M
HNW Individuals 76 $131.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $82,396
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $4.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121109
SEC ERA File Number 801-121109
SEC CIK Numbers 1927474
SEC CRD Numbers 172252
Legal Entity Identifier None

Principal Office

2603 PLAZA DRIVE
HIGHLAND
IL
United States
Monday - Friday, 8:00 AM-4:00PM
Tel: 618-654-6262, Fax: None

Websites

www.powersinvest.com

Chief Compliance Officer

MELISSA SUE NEHRT
DIRECTOR OF OPERATIONS
2603 PLAZA DRIVE
HIGHLAND
IL
United States
Tel: 618-654-6262
(Full email address available in API data)

Regulatory Contact

MATTHEW THOMAS POWERS
MANAGING PARTNER AND INVESTMENT ADVISER REPRESENTATIVE
2603 PLAZA DRIVE
HIGHLAND
IL
United States
Tel: 618-654-6262
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
POWERS, MATTHEW, THOMAS Individual – MANAGING PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 06/2014 > 75%
RINGWALD, RICHARD, GEORGE Individual – PARTNER 10/2017 25-50%
NEHRT, MELISSA, S Individual – CHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONS 01/2022 < 5%

No. Employees, Historic

1050202120222023202420253 on 4/1/20213 on 4/29/20213 on 4/30/20213 on 2/1/20223 on 3/9/20223 on 6/22/20223 on 11/21/20225 on 3/2/20235 on 3/27/20235 on 4/3/20235 on 4/25/20236 on 8/7/20236 on 8/8/20236 on 2/29/2024

RAUM, Historic

300M150M020212022202320242025126178246 on 4/1/2021126178246 on 4/29/2021126178246 on 4/30/2021126178246 on 2/1/2022164646939 on 3/9/2022164646939 on 6/22/2022164646939 on 11/21/2022162963386 on 3/2/2023162963386 on 3/27/2023162963386 on 4/3/2023162963386 on 4/25/2023162963386 on 8/7/2023162963386 on 8/8/2023205643400 on 2/29/2024

No. Clients, Historic

600300020212022202320242025449 on 4/1/2021449 on 4/29/2021449 on 4/30/2021449 on 2/1/2022509 on 3/9/2022509 on 6/22/2022509 on 11/21/2022573 on 3/2/2023573 on 3/27/2023573 on 4/3/2023573 on 4/25/2023573 on 8/7/2023573 on 8/8/2023471 on 2/29/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 305K 3K –
ADOBE INC COM 338K 609 –
AFLAC INC COM 340K 4K –
AIR PRODS & CHEMS INC COM 452K 2K –
ALPHABET INC CAP STK CL A 629K 3K –
ALTRIA GROUP INC COM 409K 9K –
AMAZON COM INC COM 1M 5K –
AMGEN INC COM 360K 1K –
APPLE INC COM 2M 11K –
ARCHER DANIELS MIDLAND CO COM 335K 6K –
AT&T INC COM 303K 16K –
BANK AMERICA CORP COM 357K 9K –
BLACKROCK INC COM 484K 614 –
BP PLC SPONSORED ADR 272K 8K –
CARDINAL HEALTH INC COM 219K 2K –
CHEVRON CORP NEW COM 816K 5K –
CISCO SYS INC COM 248K 5K –
CLOROX CO DEL COM 914K 7K –
COCA COLA CO COM 991K 16K –
COLGATE PALMOLIVE CO COM 902K 9K –
CONSOLIDATED EDISON INC COM 556K 6K –
CORNING INC COM 298K 8K –
CVS HEALTH CORP COM 250K 4K –
DARDEN RESTAURANTS INC COM 230K 2K –
DEERE & CO COM 862K 2K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 734K 12K –
DUKE ENERGY CORP NEW COM NEW 663K 7K –
ELI LILLY & CO COM 2M 2K –
ENBRIDGE INC COM 220K 6K –
ENTERPRISE PRODS PARTNERS L COM 624K 22K –
EXXON MOBIL CORP COM 1M 9K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 582K 12K –
GENERAL MLS INC COM 788K 12K –
HOME DEPOT INC COM 366K 1K –
INTEL CORP COM 354K 11K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ISHARES TR CORE DIV GRWTH 11M 190K –
ISHARES TR PFD AND INCM SEC 569K 18K –
ISHARES TR ISHS 1-5YR INVS 10M 193K –
ISHARES TR CORE S&P500 ETF 475K 868 –
ISHARES TR 0-5YR HI YL CP 9M 202K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO. COM 1M 6K –
KELLANOVA COM 309K 5K –
KIMBERLY-CLARK CORP COM 634K 5K –
LOCKHEED MARTIN CORP COM 2M 5K –
LOWES COS INC COM 353K 2K –
MCDONALDS CORP COM 2M 6K –
MEDTRONIC PLC SHS 285K 4K –
MERCK & CO INC COM 329K 3K –
MICROSOFT CORP COM 6M 14K –
PACER FDS TR US CASH COWS 100 525K 10K –
PAYCHEX INC COM 914K 8K –
PEPSICO INC COM 1M 7K –
PFIZER INC COM 393K 14K –
PHILIP MORRIS INTL INC COM 427K 4K –
PHILLIPS 66 COM 444K 3K –
PROCTER AND GAMBLE CO COM 2M 13K –
REALTY INCOME CORP COM 536K 10K –
SALESFORCE INC COM 327K 1K –
SCHWAB STRATEGIC TR US LRG CAP ETF 26M 402K –
SCHWAB STRATEGIC TR US AGGREGATE B 369K 8K –
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 217K –
SCHWAB STRATEGIC TR US SML CAP ETF 4M 84K –
SCHWAB STRATEGIC TR US LCAP GR ETF 7M 65K –
SCHWAB STRATEGIC TR US MID-CAP ETF 4M 52K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 15M 194K –
SOUTHERN CO COM 1M 15K –
SPDR DOW JONES INDL AVERAGE UT SER 1 536K 1K –
SPDR S&P 500 ETF TR TR UNIT 928K 2K –
STARBUCKS CORP COM 613K 8K –
SYSCO CORP COM 682K 10K –
TARGET CORP COM 1M 9K –
TEXAS INSTRS INC COM 211K 1K –
TORONTO DOMINION BK ONT COM NEW 283K 5K –
UNILEVER PLC SPON ADR NEW 516K 9K –
UNION PAC CORP COM 226K 1K –
UNITED PARCEL SERVICE INC CL B 545K 4K –
UNITEDHEALTH GROUP INC COM 203K 399 –
US BANCORP DEL COM NEW 642K 16K –
VANGUARD BD INDEX FDS SHORT TRM BOND 934K 12K –
VANGUARD BD INDEX FDS INTERMED TERM 661K 9K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 7M 104K –
VANGUARD INDEX FDS MID CAP ETF 231K 953 –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 7M 96K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 6M 72K –
VERIZON COMMUNICATIONS INC COM 507K 12K –
VISA INC COM CL A 295K 1K –
WALMART INC COM 2M 35K –
WASTE MGMT INC DEL COM 2M 8K –
WELLS FARGO CO NEW COM 233K 4K –
WISDOMTREE TR US LARGECAP DIVD 454K 6K –
WISDOMTREE TR US QTLY DIV GRT 461K 6K –
WISDOMTREE TR INTL LRGCAP DV 4M 83K –
WISDOMTREE TR US SMALLCAP DIVD 2M 48K –
WISDOMTREE TR US MIDCAP DIVID 2M 48K –