Hedge Fund Database

MID-AMERICAN WEALTH ADVISORY GROUP

MID-AMERICAN WEALTH ADVISORY GROUP INC. Legal Name

Adviser information for MID-AMERICAN WEALTH ADVISORY GROUP last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,838 $249.6M
Non-Discretionary 134 $9.9M
Total 1,972 $259.5M

Clients

Type Number RAUM
Individuals 879 $195.4M
HNW Individuals 42 $63.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $914,773
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-121111
SEC ERA File Number 801-121111
SEC CIK Numbers 1911264
SEC CRD Numbers 301621
Legal Entity Identifier None

Principal Office

7505 NW TIFFANY SPRINGS PARKWAY
4TH FLOOR
KANSAS CITY
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 816-640-5888, Fax: 816-640-5888

Websites

midamericanwealthadvisory.com www.facebook.com/midamericanwealth/ retirementincomehour.com www.linkedin.com/company/midamericanwealthadvisory/mycompany/

Chief Compliance Officer

KEVIN MCCANN
7505 NW TIFFANY SPRINGS PARKWAY
4TH FLOOR
KANSAS CITY
MO
United States
Tel: 816-507-2598
Fax: 816-640-5888
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FALTER, MARK, STEPHEN Individual – PRESIDENT 04/1999 > 75%
MCCANN, KEVIN, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

201002021202220232024202511 on 4/1/202111 on 4/5/202111 on 4/19/202111 on 7/22/202111 on 8/10/202111 on 11/12/202110 on 3/16/202210 on 9/16/202210 on 9/16/202210 on 2/3/202315 on 1/19/2024

RAUM, Historic

300M150M020212022202320242025190964594 on 4/1/2021190964594 on 4/5/2021190964594 on 4/19/2021190964594 on 7/22/2021190964594 on 8/10/2021190964594 on 11/12/2021236860203 on 3/16/2022236860203 on 9/16/2022236860203 on 9/16/2022237711152 on 2/3/2023259492201 on 1/19/2024

No. Clients, Historic

2,0001,000020212022202320242025862 on 4/1/2021862 on 4/5/2021862 on 4/19/2021862 on 7/22/2021862 on 8/10/2021862 on 11/12/20211053 on 3/16/20221053 on 9/16/20221053 on 9/16/2022895 on 2/3/2023921 on 1/19/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 6M 210K 0
AIM ETF PRODUCTS TRUST US LARCP B20 MAR 10M 330K 0
ALPHABET INC CAP STK CL A 227K 1K 0
ALTRIA GROUP INC COM 2M 52K 0
AMAZON COM INC COM 346K 2K 0
APPLE INC COM 3M 14K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 200K 492 0
BLACKROCK FLOATING RATE INC COM 146K 11K 0
BP PLC SPONSORED ADR 255K 7K 0
BRISTOL-MYERS SQUIBB CO COM 4M 97K 0
CAMBRIA ETF TR TAIL RISK 4M 381K 0
CISCO SYS INC COM 4M 88K 0
COCA COLA CO COM 2M 39K 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 4M 247K 0
HONEYWELL INTL INC COM 333K 2K 0
INNOVATOR ETFS TRUST PREM INC 20 BARR 368K 15K 0
INNOVATOR ETFS TRUST GRWT100 PWR BF 333K 7K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 235K 1K 0
ISHARES GOLD TR ISHARES NEW 437K 10K 0
ISHARES SILVER TR ISHARES 357K 13K 0
ISHARES TR IBONDS 24 TRM HG 29M 1M 0
ISHARES TR IBONDS 25 TRM HG 15M 630K 0
ISHARES TR PFD AND INCM SEC 321K 10K 0
ISHARES TR 0-3 MNTH TREASRY 1M 10K 0
ISHARES TR IBONDS 2026 TERM 3M 139K 0
ISHARES TR IBONDS DEC24 ETF 15M 613K 0
ISHARES TR ISHS 5-10YR INVT 378K 7K 0
ISHARES TR MORTGE REL ETF 4M 193K 0
ISHARES TR CORE S&P500 ETF 493K 901 0
LISTED FD TR TRUESHARES STRCD 334K 10K 0
LISTED FD TR TRUESHARES STRUC 2M 77K 0
MICROSOFT CORP COM 378K 846 0
NEUBERGER BERMAN REAL ESTATE COM 45K 13K 0
NVIDIA CORPORATION COM 266K 2K 0
PIMCO ETF TR PREFERRED AND CP 368K 7K 0
PIMCO ETF TR 15+ YR US TIPS 4M 77K 0
PIMCO ETF TR 25YR+ ZERO U S 2M 30K 0
PIMCO ETF TR ULTRA SHORT GOVT 12M 121K 0
PIMCO ETF TR SR LN ACTIVE ETF 931K 18K 0
PROSHARES TR SHRT HGH YIELD 467K 28K 0
SCHWAB STRATEGIC TR US TIPS ETF 256K 5K 0
SCHWAB STRATEGIC TR SHT TM US TRES 394K 8K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 254K 4K 0
SERIES PORTFOLIOS TR PANAGRAM AAA 938K 37K 0
SERIES PORTFOLIOS TR PANAGRAM BBB B 937K 35K 0
SIMPLIFY EXCHANGE TRADED FUN STABLE INCM ETF 370K 15K 0
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 931K 38K 0
SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 5M 245K 0
SPDR SER TR PORTFOLIO S&P500 222K 3K 0
VANECK ETF TRUST PREFERRED SECURT 292K 17K 0
VANECK ETF TRUST JP MRGAN EM LOC 386K 16K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 201K 2K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 25K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 385K 3K 0
VANGUARD WORLD FD EXTENDED DUR 745K 10K 0
VERIZON COMMUNICATIONS INC COM 4M 105K 0
WALMART INC COM 344K 5K 0