WEALTH ADVISORS NW
WEALTH ADVISORS NORTHWEST LLC Legal Name
Adviser information for WEALTH ADVISORS NW last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,105 | $253.3M |
| Non-Discretionary | 16 | $10.8M |
| Total | 1,121 | $264.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 220 | $100.5M |
| HNW Individuals | 68 | $150.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $10.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesADVISORY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121116 |
|---|---|
| SEC ERA File Number | 801-121116 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284468 |
| Legal Entity Identifier | None |
Principal Office
9400 SW BARNES RD.SUITE 309
PORTLAND
OR
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 971-249-9930, Fax: 503-643-0163
Chief Compliance Officer
TYLER JAMES JOHNSON
INVESTMENT ADVISER REPRESENTATIVE
9400 SW BARNES RD.
SUITE 309
PORTLAND
OR
United States
Tel:
971-249-9930
Fax:
503-643-0163
T****@***********M
(Full email address available in API data)
Regulatory Contact
GEOFFREY DOUGALL
PRINCIPAL
9400 SW BARNES RD.
SUITE 309
PORTLAND
OR
United States
Tel:
971-249-9930
Fax:
503-643-0163
G****@***********M
(Full email address available in API data)
Industry Affiliates
| DOUGALL CONRADIE LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, TYLER, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |
| FTS ADVISORY GROUP INC. | Domestic Entity | – | OWNER | 06/2018 | 25-50% |
| TFA SOLUTIONS INC. | Domestic Entity | – | OWNER | 06/2018 | 50-75% |
| DOUGALL, GEOFFREY | Individual | FTS ADVISORY GROUP INC. | OWNER | 11/2013 | > 75% |
| CONRADIE, DIRK, PHILIPPUS MARTI | Individual | TFA SOLUTIONS INC. | OWNER | 11/2013 | > 75% |
| TTTJ GROUP LLC | Domestic Entity | – | OWNER | 04/2022 | 10-25% |
| JOHNSON, TYLER, JAMES | Individual | TTTJ GROUP LLC | MEMBER | 04/2022 | > 75% |