ACT TWO FINANCIAL ADVISORS, LLC
Adviser information for ACT TWO FINANCIAL ADVISORS, LLC last updated from Form ADV on February 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 175 | $27.1M |
| Non-Discretionary | 0 | $0 |
| Total | 175 | $27.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $16.2M |
| HNW Individuals | <5 | $6.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121117 |
|---|---|
| SEC ERA File Number | 801-121117 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 222513 |
| Legal Entity Identifier | None |
Principal Office
6006 WESTSIDE SAGINAW RD.BAY CITY
MI
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 989-402-1423, Fax: None
Chief Compliance Officer
THEODORE C. SCHUMANN II
PRINCIPAL
6006 WESTSIDE SAGINAW RD.
BAY CITY
MI
United States
Tel:
989-402-1423
T**@*****************M
(Full email address available in API data)
Regulatory Contact
REGAN DUEPRON
CLIENT SERVICE MANAGER
6006 WESTSIDE SAGINAW RD.
BAY CITY
MI
United States
Tel:
989-402-1423
R****@*****************M
(Full email address available in API data)
Industry Affiliates
| DBS INVESTMENT ADVISERS, LLC | Other investment adviser, including financial planners |
| DBS PROFESSIONAL PRACTICE BROKERS | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHUMANN, THEODORE, CHRISTOPHER | Individual | – | OWNER / CHIEF COMPLIANCE OFFICER | 01/2021 | > 75% |