RGA INVESTMENT ADVISORS, LLC
Adviser information for RGA INVESTMENT ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 227 | $90.8M |
| Non-Discretionary | 0 | $0 |
| Total | 227 | $90.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $21.0M |
| HNW Individuals | 24 | $69.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121126 |
|---|---|
| SEC ERA File Number | 801-121126 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149171 |
| Legal Entity Identifier | None |
Principal Office
185 GREAT NECK ROADSUITE 306
GREAT NECK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 516-665-1945, Fax: 646-665-0031
Websites
Chief Compliance Officer
JASON M. GILBERT
MANAGING PARTNER, PRESIDENT, CCO, CFO, COO
185 GREAT NECK ROAD
SUITE 306
GREAT NECK
NY
United States
Tel:
516-665-1940
Fax:
516-665-1945
J****@********M
(Full email address available in API data)
Regulatory Contact
ELLIOT J. TURNER
MANAGING PARTNER, CHIEF INVESTMENT OFFICER
243 TRESSER BOULEVARD
17TH FLOOR
STAMFORD
CT
United States
Tel:
516-665-1942
E*****@********M
(Full email address available in API data)
Industry Affiliates
| SOUNDVIEW EQUITY PARTNERS GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOUNDVIEW ASIA PARTNERS HOLDINGS II LP | Private Equity Fund | $1.6M | $0.0M | 19 |
| SOUNDVIEW ASIA PARTNERS HOLDINGS LP | Private Equity Fund | $2.0M | $0.1M | 22 |
| SOUNDVIEW EQUITY PARTNERS LP | Hedge Fund | $14.9M | $0.3M | 36 |
| SOUNDVIEW PRIVATE OPPORTUNITY FUND LP | PRIVATE EQUITY | $0.5M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILBERT, JASON, MATTHEW | Individual | – | CCO, MANAGING PARTNER | 01/2009 | 50-75% |
| TURNER, ELLIOT, J | Individual | – | MANAGING PARTNER | 01/2012 | 50-75% |