FAMILY CFO, LLC
Adviser information for FAMILY CFO, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 149 | $141.1M |
| Non-Discretionary | 19 | $3.4M |
| Total | 168 | $144.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $926,776 |
| HNW Individuals | 43 | $142.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $857,479 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 48 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121138 |
|---|---|
| SEC ERA File Number | 801-121138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108891 |
| Legal Entity Identifier | None |
Principal Office
130 EXCELSIOR AVE, #410SARATOGA SPRINGS
NY
United States
Monday - Friday, 9AM-6PM
Tel: 917-747-2801, Fax: None
Chief Compliance Officer
JANE S MURPHY
MEMBER
1202 LEXINGTON AVE #282
NEW YORK
NY
United States
Tel:
917-747-2801
J******@***************M
(Full email address available in API data)
Regulatory Contact
HEATHER L. MICATI
MEMBER
135 E 83 STREET #8E
NEW YORK
NY
United States
Tel:
917-449-7626
H******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURPHY, JANE, SULLIVAN | Individual | – | CCO MANAGING MEMBER | 01/2002 | > 75% |
| MICATI, HEATHER, LYNN | Individual | – | MEMBER | 04/2014 | 25-50% |