GOLDEN ROAD ADVISORS LLC
Adviser information for GOLDEN ROAD ADVISORS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 379 | $122.9M |
Non-Discretionary | 9 | $20.3M |
Total | 388 | $143.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 86 | $36.1M |
HNW Individuals | 88 | $91.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 8 | $14.1M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.7M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
615 W. DE LEON STTAMPA
FL
United States
APPOINTMENT ONLY, APPOINTMENT ONLY
Tel: 813-491-1593, Fax: None
Chief Compliance Officer
JEFFREY KIKOLER
PRINCIPAL
615 W. DE LEON ST
TAMPA
FL
United States
Tel:
813-491-1593
J***@*********************M
(Full email address available in API data)
Regulatory Contact
KEVIN CALDWELL
PRINCIPAL
615 W. DE LEON ST
TAMPA
FL
United States
Tel:
813-491-1596
K****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KIKOLER, JEFFREY, STUART | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 04/2021 | 50-75% |
CALDWELL, KEVIN, ANGERS | Individual | – | PRINCIPAL | 04/2021 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPHABET INC | CAP STK CL C | 403K | 2K | 2,5,6 |
ALPHABET INC | CAP STK CL A | 452K | 2K | Parametric Portfolio Association |
AMAZON COM INC | COM | 566K | 3K | – |
APPLE INC | COM | 2M | 8K | Parametric Portfolio Association |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 349K | 849 | 1,4,6 |
BROADCOM INC | COM | 419K | 242 | Parametric Portfolio Association |
COSTCO WHSL CORP NEW | COM | 219K | 247 | Parametric Portfolio Association |
ELI LILLY & CO | COM | 328K | 352 | Parametric Portfolio Association |
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 344K | 3K | Eagle Asset Management |
ISHARES TR | S&P 100 ETF | 891K | 3K | Parametric Portfolio Association |
ISHARES TR | RUS 1000 VAL ETF | 702K | 4K | 2,3,6 |
ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | Parametric Portfolio Association |
ISHARES TR | RUS 1000 ETF | 576K | 2K | 4,6 |
ISHARES TR | CORE MSCI EAFE | 389K | 5K | Parametric Portfolio Association |
JPMORGAN CHASE & CO. | COM | 270K | 1K | Parametric Portfolio Association |
META PLATFORMS INC | CL A | 385K | 727 | 4,5 |
MICROSOFT CORP | COM | 918K | 2K | Parametric Portfolio Association |
NVIDIA CORPORATION | COM | 2M | 13K | Boston Partners Gobal Investments |
ORACLE CORP | COM | 261K | 2K | Eagle Asset Management |
TESLA INC | COM | 263K | 1K | Parametric Portfolio Association |
UNITEDHEALTH GROUP INC | COM | 309K | 628 | Parametric Portfolio Association |
VANGUARD BD INDEX FDS | INTERMED TERM | 665K | 9K | Parametric Portfolio Association |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 17K | Parametric Portfolio Association |
VANGUARD INDEX FDS | EXTEND MKT ETF | 541K | 3K | Parametric Portfolio Association |
VANGUARD INDEX FDS | GROWTH ETF | 38M | 97K | Parametric Portfolio Association |
VANGUARD INDEX FDS | VALUE ETF | 29M | 179K | 6,7 |
VANGUARD INDEX FDS | SMALL CP ETF | 13M | 62K | Parametric Portfolio Association |
VANGUARD INDEX FDS | TOTAL STK MKT | 753K | 3K | 5,6 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 36K | Parametric Portfolio Association |
VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 43K | Parametric Portfolio Association |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1M | 13K | 5,6 |
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 4M | 44K | Parametric Portfolio Association |
VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 4M | 52K | Parametric Portfolio Association |
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 883K | 4K | 2,6 |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 64K | Parametric Portfolio Association |
VANGUARD WORLD FD | ESG US STK ETF | 588K | 6K | 2,6 |