AVOS CAPITAL MANAGEMENT, LLC
Adviser information for AVOS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $141.0M |
| Non-Discretionary | 1 | $104.7M |
| Total | 43 | $245.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $917,088 |
| HNW Individuals | 37 | $206.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $15.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $22.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121167 |
|---|---|
| SEC ERA File Number | 801-121167 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313979 |
| Legal Entity Identifier | None |
Principal Office
1030 37TH AVE ESEATTLE
WA
United States
BY APPPOINTMENT, 8 AM TO 5 PM
Tel: (720) 864-4348, Fax: None
Websites
Chief Compliance Officer
PETER JOERS
MANAGING MEMBER
1030 37TH AVE E
SEATTLE
WA
United States
Tel:
(206) 890-9890
P****@******O
(Full email address available in API data)
Regulatory Contact
JOSH BLANCHFIELD
MANAGING MEMBER
2835 LA GRANGE CIR
BOULDER
CO
United States
Tel:
(720) 768-6510
J***@******O
(Full email address available in API data)
Industry Affiliates
| TECHFELLOWS MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVOS TITUS FUND, LLC | Hedge Fund | $15.4M | $0.1M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOERS, PETER, DIERKS | Individual | – | CCO, MANAGING MEMBER | 01/2021 | 25-50% |
| POLANSKY, MICHAEL, WOODS | Individual | – | MEMBER | 01/2021 | 25-50% |
| Blanchfield, Joshua, David | Individual | – | CIO, MANAGING MEMBER | 01/2021 | 25-50% |