CHURCHILL INVESTMENT MANAGEMENT, LLC
CHURCHILL INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for CHURCHILL INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 85 |
|---|---|
| Investment Advisory/Research | 69 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $171.1M |
| Non-Discretionary | 1 | $15.9M |
| Total | 4 | $187.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $171.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $15.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesADVANCE, SERVICING, EXTENSION AND MODIFICATION FEES |
Identifiers
| SEC RIA File Number | 801-121168 |
|---|---|
| SEC ERA File Number | 801-121168 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305060 |
| Legal Entity Identifier | None |
Principal Office
1415 VANTAGE PARK DRIVE#240
CHARLOTTE
NC
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 646-517-5353, Fax: None
Chief Compliance Officer
MICHAEL SHAFFER, JR.
ASSOCIATE GENERAL COUNSEL
1415 VANTAGE PARK DRIVE
#240
CHARLOTTE
NC
United States
Tel:
980-771-2464
M***********@**************M
(Full email address available in API data)
Regulatory Contact
STEPHEN TRAVIS MASTERS
FOUNDING PARTNER
1415 VANTAGE PARK DRIVE
#240
CHARLOTTE
NC
United States
Tel:
704-999-0846
T*@**************M
(Full email address available in API data)
Industry Affiliates
| CHURCHILL INCOME OPPORTUNITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL ORIGINATIONS LLC | Sponsor or syndicator of limited partnerships |
| CHURCHILL PRINCIPAL INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL | Other investment adviser, including financial planners |
| MADISON REALTY CAPITAL DEBT FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT FUND V GP (CAYMAN) LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT FUND V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT FUND VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT MA I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT MA II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT MA III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL DEBT MA IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADISON REALTY CAPITAL EQUITY FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MDFIV CO-INVEST 4 PACK GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MRC EQUITY HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| MRC FUND MANAGER LLC | Other investment adviser, including financial planners |
| SILVERSTONE DEVELOPMENT GROUP, LLC | Sponsor or syndicator of limited partnerships |
| SPG EQUITY INVESTORS LLC | Sponsor or syndicator of limited partnerships |
| SULLIVAN DEBT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VERTICAL REAL ESTATE LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASTERS, STEPHEN, TRAVIS | Individual | – | MANAGING PARTNER | 05/2019 | < 5% |
| LAND, DERRICK, MATTHEW | Individual | – | MANAGING PARTNER | 05/2019 | < 5% |
| EHRLICH, JUSTIN, WYATT | Individual | – | MANAGING PARTNER | 05/2019 | < 5% |
| MAHESHWARI, SORABH, NMN | Individual | – | MANAGING PARTNER | 05/2019 | < 5% |
| CHURCHILL INVESTMENT ADVISORS LLC | Domestic Entity | – | DIRECT OWNER | 05/2019 | > 75% |
| MRC-CH ACQUISITION LLC | Domestic Entity | CHURCHILL FINANCE LLC | OWNER | 03/2023 | 50-75% |
| MRC-CH HOLDINGS LLC | Domestic Entity | MRC-CH ACQUISITION LLC | OWNER | 02/2023 | > 75% |
| MRC-CH INVESTOR LLC | Domestic Entity | MRC-CH HOLDINGS LLC | OWNER | 02/2023 | > 75% |
| SHATZ, BRIAN, JACOB | Individual | MRC-CH INVESTOR LLC | OWNER | 02/2023 | 25-50% |
| ZEGEN, JOSHUA, BENJAMIN | Individual | MRC-CH INVESTOR LLC | OWNER | 02/2023 | 25-50% |
| CHURCHILL FINANCE LLC | Domestic Entity | CHURCHILL INVESTMENT ADVISORS LLC | OWNER | 09/2021 | > 75% |
| Shaffer, Michael, David | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 09/2023 | < 5% |
| Cardiero, Anthony, Michael | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | < 5% |