ORIENTAL TRUST
ORIENTAL BANK Legal Name
Adviser information for ORIENTAL TRUST last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $301.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $301.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $301.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Bank |
Identifiers
| SEC RIA File Number | 801-121169 |
|---|---|
| SEC ERA File Number | 801-121169 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312982 |
| Legal Entity Identifier | None |
Principal Office
ORIENTAL CENTER, 10TH FLOOR, 254 MUNOZ RIVERA AVE.SAN JUAN
PR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 787-771-6800, Fax: None
Chief Compliance Officer
ERIK J. DOLAN
ORIENTAL CENTER, 10TH FLOOR, 254 MUNOZ RIVERA AVE.
SAN JUAN
PR
United States
Tel:
301-520-7549
E*********@************M
(Full email address available in API data)
Regulatory Contact
ROSANA M PACHECO
TRUST COMPLIANCE ANALYST
ORIENTAL CENTER, 10TH FLOOR, 254 MUNOZ RIVERA AVE.
SAN JUAN
PR
United States
Tel:
7877716800
R*******@***************M
(Full email address available in API data)
Industry Affiliates
| ORIENTAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ORIENTAL INSURANCE LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERNANDEZ MARTINEZ, JOSE, RAFAEL | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2005 | < 5% |
| ARIZMENDI, MARITZA, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 03/2017 | < 5% |
| TORRES, MELVIN A | Individual | – | ASSISTANT TRUST OFFICER | 05/2010 | < 5% |
| GONZALEZ-ROBISON, HUGH, NMN | Individual | – | GENERAL COUNSEL | 01/2021 | < 5% |
| GONZALEZ, CARLOS, ALBERTO | Individual | – | INDEPENDENT CONTRACTOR | 09/1998 | < 5% |
| PACHECO FERNANDEZ, ROSANA, MARIA | Individual | – | TRUST COMPLIANCE ANALYST | 04/2021 | < 5% |
| OFG BANCORP | Domestic Entity | – | PARENT COMPANY | 06/1986 | > 75% |
| DOLAN, ERIK, J | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| ROMANELLI ARIAS, ROBERTO, ANTONIO | Individual | – | TRUST OFFICER | 03/2024 | < 5% |
| ROSADO, RAMON, ARTURO | Individual | – | MANAGING DIRECTOR | 03/2024 | < 5% |