Hedge Fund Database

ALETHEIAN WEALTH ADVISORS LLC

Adviser information for ALETHEIAN WEALTH ADVISORS LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 373 $280.3M
Non-Discretionary 170 $69.8M
Total 543 $350.0M

Clients

Type Number RAUM
Individuals 49 $23.7M
HNW Individuals 53 $326.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-121173
SEC ERA File Number 801-121173
SEC CIK Numbers 1922281
SEC CRD Numbers 304623
Legal Entity Identifier None

Principal Office

777 108TH AVE NE
SUITE 2250
BELLEVUE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 425-458-2840, Fax: (425) 458-2860

Websites

www.aletheianadvisors.com

Chief Compliance Officer

RANDY SIEGEL
CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
777 108TH AVE NE
SUITE 2250
BELLEVUE
WA
United States
Tel: 425-458-2840
Fax: 425-458-2860
(Full email address available in API data)

Regulatory Contact

JOSHUA R BETTS
MEMBER & CEO
777 108TH AVE NE
SUITE 2250
BELLEVUE
WA
United States
Tel: 425-458-2840
Fax: 425-458-2860
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BETTS, JOSHUA, RAY Individual – CEO 05/2019 > 75%
SIEGEL, RANDY, T Individual – CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 05/2019 25-50%
HORSESHOE ACRES, LLC Domestic Entity – OWNER 01/2024 5-10%
Erwert, William Individual HORSESHOE ACRES, LLC OWNER 05/2019 50-75%
RUTHERFORD MARITAL TRUST Domestic Entity – OWNER 01/2024 5-10%
Erwert, Kevin, Andrew Individual – OWNER 05/2019 5-10%
Rutherford, Janine Individual RUTHERFORD MARITAL TRUST OWNER 05/2023

No. Employees, Historic

1050202120222023202420256 on 4/8/20216 on 5/20/20216 on 7/2/20217 on 1/21/20227 on 2/16/20227 on 5/20/20227 on 10/13/20227 on 3/2/20237 on 4/3/20237 on 4/26/20237 on 7/12/20237 on 8/2/20237 on 10/18/20236 on 2/13/2024

RAUM, Historic

400M200M020212022202320242025100038311 on 4/8/2021100038311 on 5/20/2021100038311 on 7/2/2021163000000 on 1/21/2022163000000 on 2/16/2022163000000 on 5/20/2022163000000 on 10/13/2022248522100 on 3/2/2023248522100 on 4/3/2023248522100 on 4/26/2023283127969 on 7/12/2023283127969 on 8/2/2023283127969 on 10/18/2023350034662 on 2/13/2024

No. Clients, Historic

20010002021202220232024202549 on 4/8/202149 on 5/20/202149 on 7/2/202179 on 1/21/202279 on 2/16/202279 on 5/20/202279 on 10/13/2022174 on 3/2/2023174 on 4/3/2023174 on 4/26/2023174 on 7/12/2023174 on 8/2/2023174 on 10/18/2023102 on 2/13/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 318K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 225K 743 –
ADVANCED MICRO DEVICES INC COM 724K 4K –
ALPHABET INC CAP STK CL A 3M 17K –
ALPHABET INC CAP STK CL C 969K 5K –
AMAZON COM INC COM 3M 18K –
APPLE INC COM 3M 15K –
APPLIED MATLS INC COM 206K 873 –
BANCO SANTANDER S.A. ADR 57K 12K –
BANK AMERICA CORP COM 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 4K –
BROADCOM INC COM 700K 436 –
CHEVRON CORP NEW COM 821K 5K –
COCA COLA CO COM 203K 3K –
COINBASE GLOBAL INC COM CL A 3M 12K –
COSTCO WHSL CORP NEW COM 2M 2K –
DEERE & CO COM 880K 2K –
ELI LILLY & CO COM 831K 918 –
EXXON MOBIL CORP COM 1M 10K –
HOME DEPOT INC COM 332K 963 –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 3M 189K –
INVESCO EXCH TRADED FD TR II PFD ETF 596K 52K –
INVESCO EXCH TRADED FD TR II SR LN ETF 1M 61K –
INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 7M 113K –
ISHARES INC CORE MSCI EMKT 1M 23K –
ISHARES INC MSCI EMRG CHN 481K 8K –
ISHARES TR CORE US AGGBD ET 3M 30K –
ISHARES TR CORE S&P MCP ETF 250K 4K –
ISHARES TR JPMORGAN USD EMG 998K 11K –
ISHARES TR SHRT NAT MUN ETF 516K 5K –
ISHARES TR CORE MSCI EAFE 3M 42K –
ISHARES TR CORE INTL AGGR 2M 44K –
ISHARES TR PFD AND INCM SEC 3M 83K –
ISHARES TR CORE S&P TTL STK 21M 175K –
ISHARES TR RUS 2000 VAL ETF 934K 6K –
ISHARES TR CONV BD ETF 511K 6K –
ISHARES TR EAFE SML CP ETF 1M 19K –
ISHARES TR CRE U S REIT ETF 373K 7K –
ISHARES TR TIPS BD ETF 277K 3K –
ISHARES TR NATIONAL MUN ETF 2M 22K –
ISHARES TR CORE S&P500 ETF 10M 17K –
ISHARES U S ETF TR BLACKROCK SH DUR 992K 20K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 203K 4K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 1M 7K –
LOCKHEED MARTIN CORP COM 967K 2K –
LUMINAR TECHNOLOGIES INC COM CL A 33K 22K –
MASTERCARD INCORPORATED CL A 337K 765 –
MCDONALDS CORP COM 905K 4K –
MERCK & CO INC COM 301K 2K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 6M 13K –
NETFLIX INC COM 267K 395 –
NOVO-NORDISK A S ADR 210K 1K –
NVIDIA CORPORATION COM 6M 47K –
ORACLE CORP COM 1M 11K –
PROCTER AND GAMBLE CO COM 1M 8K –
SALESFORCE INC COM 202K 786 –
SCHWAB STRATEGIC TR US AGGREGATE B 825K 18K –
SCHWAB STRATEGIC TR US BRD MKT ETF 697K 11K –
SCHWAB STRATEGIC TR US REIT ETF 842K 42K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 32K –
SPDR INDEX SHS FDS DJ INTL RL ETF 803K 33K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 29K –
SPDR SER TR BBG CONV SEC ETF 2M 31K –
SPDR SER TR BLOOMBERG HIGH Y 921K 10K –
SPDR SER TR BLOOMBERG INVT 2M 52K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 327K 8K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 352K 2K –
TESLA INC COM 1M 5K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 30K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 17M 240K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 9M 177K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 5M 54K –
VANGUARD INDEX FDS SMALL CP ETF 242K 1K –
VANGUARD INDEX FDS MID CAP ETF 612K 3K –
VANGUARD INDEX FDS LARGE CAP ETF 442K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 7M 151K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 3M 26K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 2M 48K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 38K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 16M 329K –
VISA INC COM CL A 972K 4K –
WALMART INC COM 298K 4K –