HAUSMAN ADVISORS, LLC
Adviser information for HAUSMAN ADVISORS, LLC last updated from Form ADV on February 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 516 | $134.5M |
| Non-Discretionary | 0 | $0 |
| Total | 516 | $134.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $22.4M |
| HNW Individuals | 49 | $112.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $61,294 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121197 |
|---|---|
| SEC ERA File Number | 801-121197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152681 |
| Legal Entity Identifier | None |
Principal Office
202 OAK STREETSUITE 600
HOOD RIVER
OR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 503-922-3010, Fax: 503-922-4118
Chief Compliance Officer
JASON SMITH
MANAGING MEMBER
PO BOX 1788
HOOD RIVER
OR
United States
Tel:
503-922-3010
Fax:
503-922-4118
J****@******************M
(Full email address available in API data)
Regulatory Contact
KAREN HAUSMAN SMITH
OPERATIONS MANAGER / IAR
PO BOX 1788
HOOD RIVER
OR
United States
Tel:
503-922-3010
Fax:
503-922-4118
K****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JASON, ALLEN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2010 | > 75% |