ASL FINANCIAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	296	$137.1M
Non-Discretionary	0	$0
Total	296	$137.1M

Clients

Type	Number	RAUM
Individuals	66	$18.8M
HNW Individuals	95	$91.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	14	$27.3M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	24
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesCONSULTING
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	137.1M
Both for Same	0

Portfolio Manager to Program	Sponsor
THE WEALTH MANAGEMENT PLATFORM - ADVISOR MANAGED PORTFOLIOS	VISION2020 WEALTH MANAGEMENT CORP.

Identifiers

SEC RIA File Number	801-121203
SEC ERA File Number	801-121203
SEC CIK Numbers	None
SEC CRD Numbers	115479
Legal Entity Identifier	None

Principal Office

987 UNIVERSITY AVENUE
SUITE 8
LOS GATOS
CA
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic