REDWOOD COAST FINANCIAL PARTNERS
Adviser information for REDWOOD COAST FINANCIAL PARTNERS last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 932 | $136.3M |
| Total | 932 | $136.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 919 | $114.7M |
| HNW Individuals | <5 | $5.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $9.0M |
| Charitable organizations | <5 | $4.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 128.5M |
| Portfolio Manager | 7.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| REDWOOD COAST FINANCIAL PARTNERS WRAP FEE PROGRAM | REDWOOD COAST FINANCIAL PARTNERS |
Identifiers
| SEC RIA File Number | 801-121206 |
|---|---|
| SEC ERA File Number | 801-121206 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226560 |
| Legal Entity Identifier | None |
Principal Office
923 3RD STREETEUREKA
CA
United States
Monday - Friday, 7:00 A.M. TO 4:00 P.M.
Tel: 707-444-9212, Fax: 707-444-9222
Chief Compliance Officer
NICHOLAS WESLEY BERTELL
PRESIDENT
923 3RD STREET
EUREKA
CA
United States
Tel:
707-444-9212
Fax:
707-444-9222
N*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERTELL, NICHOLAS, WESLEY | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2011 | > 75% |