ARES FINANCIAL CONSULTING LLC
Adviser information for ARES FINANCIAL CONSULTING LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 714 | $185.9M |
| Non-Discretionary | 0 | $0 |
| Total | 714 | $185.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 293 | $45.6M |
| HNW Individuals | 24 | $138.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121211 |
|---|---|
| SEC ERA File Number | 801-121211 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282852 |
| Legal Entity Identifier | None |
Principal Office
14140 MAGNOLIA BLVDSHERMAN OAKS
CA
United States
Monday - Friday, 0800 TO 1700 HRS
Tel: 818-986-1479, Fax: 888-270-2890
Chief Compliance Officer
JEFFREY RICHTER
FOUNDER, CEO
14140 MAGNOLIA BLVD
SHERMAN OAKS
CA
United States
Tel:
8189861479
J***@**************************M
(Full email address available in API data)
Industry Affiliates
| ARES INSURANCE BROKERAGE SERVICE | Insurance company or agency |
| PACIFIC COAST FIDUCIARY LLC | Other investment adviser, including financial planners |
| PROVIDENT FINANCIAL CONSULTING, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHTER, JEFFREY, T | Individual | – | CEO AND CCO | 01/2016 | > 75% |