ALPHA OMEGA FINANCIAL, INC.
Adviser information for ALPHA OMEGA FINANCIAL, INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 303 | $139.3M |
| Non-Discretionary | 0 | $0 |
| Total | 303 | $139.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $18.8M |
| HNW Individuals | 38 | $119.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $905,373 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121214 |
|---|---|
| SEC ERA File Number | 801-121214 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314289 |
| Legal Entity Identifier | None |
Principal Office
29 MANOR SPRINGS COURTGLEN ARM
MD
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 410-592-8936, Fax: 443-203-3113
Chief Compliance Officer
WILLIAM CARAMBELAS
PRESIDENT
29 MANOR SPRINGS COURT
GLEN ARM
MD
United States
Tel:
410-592-8936
Fax:
443-203-3113
B****@**********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARAMBELAS, WILLIAM | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/2021 | > 75% |