CPC MANAGEMENT, LLC

Adviser information for CPC MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Kansas, United States

Employees

Total Number of Employees	22
Investment Advisory/Research	22
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1	$454.2M
Non-Discretionary	0	$0
Total	1	$454.2M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$454.2M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-121215
SEC ERA File Number	801-121215
SEC CIK Numbers	None
SEC CRD Numbers	313413
Legal Entity Identifier	None

Principal Office

1511 BALTIMORE AVENUE
SUITE 500
KANSAS CITY
MO
United States

Monday - Friday, 9AM - 5PM

Tel: 816-756-2225, Fax: None

Websites

www.cpc.llc www.linkedin.com/company/cpc-llc/

Chief Compliance Officer

JULIE WEBB

CHIEF FINANCIAL OFFICER AND TREASURER

1511 BALTIMORE AVENUE

SUITE 500

KANSAS CITY

MO

United States

Tel: 816-756-2225

J****@******C

(Full email address available in API data)

Regulatory Contact

TIFFANY NIELSEN

FINANCE ASSOCIATE

1511 BALTIMORE AVENUE

SUITE 500

KANSAS CITY

MO

United States

Tel: 816-756-2225

T*******@******C

(Full email address available in API data)

Industry Affiliates

C3 CAPITAL II, LLC	Other investment adviser, including financial planners
C3 CAPITAL III, LLC	Other investment adviser, including financial planners
C3 CAPITAL, LLC	Other investment adviser, including financial planners
C3 PARTNERS II, LLC	Sponsor, GP, manager of pooled investment vehicles
C3 PARTNERS III, LLC	Sponsor, GP, manager of pooled investment vehicles
C3 PARTNERS, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
CPC, LLC	OTHER INVESTMENT FUND	$454.2M	$0.1M	62

Control Persons

Name	Type	Entity	Title	Since	Ownership
CURRAN, DESMOND, PATRICK	Individual	–	MANAGER AND VICE PRESIDENT	03/2021	< 5%
D. PATRICK CURRAN IRREVOCABLE TRUST OF 2012	Domestic Entity	–	MEMBER	03/2021	< 5%
CURRAN, PATRICK, WILEY	Individual	–	MANAGER AND MEMBER, CHARIMAN OF THE BOARD	03/2021	< 5%
GOSS, HAROLD, MERRITT	Individual	–	CHIEF LEGAL OFFICER, SECRETARY AND MANAGER	03/2021	< 5%
HAROLD M. GOSS TRUST AGREEMENT DECEMBER 9, 1987, AS AMENDED	Domestic Entity	–	MEMBER	03/2021	< 5%
PATRICK HEALY TRUST DATED AUGUST 24, 2006	Domestic Entity	–	MEMBER	03/2021	< 5%
HEALY, PATRICK, FRANCIS	Individual	–	VICE PRESIDENT AND MANAGER	03/2021	< 5%
JARED E POLAND TRUST DATED 3/10/21	Domestic Entity	–	MEMBER	03/2021	< 5%
POLAND, JARED, ELLIS	Individual	–	MANAGER, VICE PRESIDENT AND ASSISTANT SECRETARY	03/2021	< 5%
ROBERT L. SMITH, JR. REVOCABLE TRUST DATED JULY 23, 2018	Domestic Entity	–	MEMBER	03/2021	< 5%
SMITH, JR., ROBERT, LOUIS	Individual	–	MANAGER AND PRESIDENT	03/2021	< 5%
SWARTZMAN, STEVEN, E	Individual	–	MANAGER AND VICE PRESIDENT	03/2021	< 5%
WEBB, JULIE, R	Individual	–	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND TREASURER	03/2021	< 5%
CURRAN, PATRICK, WILEY	Individual	D. PATRICK CURRAN IRREVOCABLE TRUST OF 2012	TRUSTEE	03/2021
GOSS, HAROLD, MERRITT	Individual	HAROLD M. GOSS TRUST AGREEMENT DECEMBER 9, 1987, AS AMENDED	TRUSTEE	03/2021
HEALY, PATRICK, FRANCIS	Individual	PATRICK HEALY TRUST DATED AUGUST 24, 2006	TRUSTEE	03/2021
POLAND, JARED, ELLIS	Individual	JARED E POLAND TRUST DATED 3/10/21	TRUSTEE	03/2021
SMITH, JR., ROBERT, LOUIS	Individual	ROBERT L. SMITH, JR. REVOCABLE TRUST DATED JULY 23, 2018	TRUSTEE	03/2021
STEVEN SWARTZMAN REVOCABLE TRUST DATED JULY 2, 2001	Domestic Entity	–	MEMBER	03/2021	< 5%
SWARTZMAN, STEVEN, E	Individual	STEVEN SWARTZMAN REVOCABLE TRUST DATED JULY 2, 2001	TRUSTEE	03/2021
CPC, LLC	Domestic Entity	–	MEMBER	10/2022	> 75%
CURRAN, PATRICK, WILEY	Individual	CPC, LLC	BOARD MEMBER	10/2022
HEALY, PATRICK, FRANCIS	Individual	CPC, LLC	BOARD MEMBER	10/2022
POLAND, JARED, ELLIS	Individual	CPC, LLC	BOARD MEMBER	10/2022
SMITH, JR., ROBERT, LOUIS	Individual	CPC, LLC	BOARD MEMBER	10/2022
SWARTZMAN, STEVEN, E	Individual	CPC, LLC	BOARD MEMBER	10/2022
CURRAN, DESMOND, PATRICK	Individual	CPC, LLC	BOARD MEMBER	10/2022
C-ONE, LLC	Domestic Entity	CPC, LLC	MEMBER	10/2022	25-50%
CURRAN COMPANIES, LLC	Domestic Entity	C-ONE, LLC	MEMBER	01/2002	50-75%
D. PATRICK CURRAN IRREVOCABLE TRUST OF 2012	Domestic Entity	C-ONE, LLC	MEMBER	01/2002	50-75%
FRANKENBERG, RICHARD, JAY	Individual	CPC, LLC	BOARD MEMBER	03/2023
WARD, BRIAN, C.	Individual	CPC, LLC	BOARD MEMBER	10/2022
DUNN, TIMOTHY, S.	Individual	CPC, LLC	BOARD MEMBER	10/2022
MURPHY, TIMOTHY, R.	Individual	CPC, LLC	BOARD MEMBER	10/2022
KONNESKY, JEFF, WILLIAM	Individual	CPC, LLC	BOARD MEMBER	03/2024

No. Employees, Historic

RAUM, Historic

No. Clients, Historic