THE INVICTUS COLLECTIVE, LLC
Adviser information for THE INVICTUS COLLECTIVE, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 65 | $74.6M |
| Non-Discretionary | 22 | $233.9M |
| Total | 87 | $308.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $874,200 |
| HNW Individuals | 13 | $299.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 24 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121217 |
|---|---|
| SEC ERA File Number | 801-121217 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310744 |
| Legal Entity Identifier | None |
Principal Office
3 SOUTH PROSPECT AVENUESUITE 201
PARK RIDGE
IL
United States
Monday - Friday, 8 AM - 4 PM
Tel: (866) 636-3468, Fax: None
Chief Compliance Officer
LESLIE CANNON
DIRECTOR OF CLIENT RELATIONS
3 SOUTH PROSPECT AVENUE
SUITE 201
PARK RIDGE
IL
United States
Tel:
(866) 636-3468
L************@************************M
(Full email address available in API data)
Regulatory Contact
CHRISTIAN HABITZ
FOUNDER, MANAGING MEMBER
2693 E BITTER BRUSH DR
PARK CITY
UT
United States
Tel:
305-392-5705
C***************@************************M
(Full email address available in API data)
Industry Affiliates
| INVICTUS PRIVATE GROUP 1 LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVICTUS PROPRIETARY OPPORTUNITY FUND 1 LLC | Private Equity Fund | $2.0M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Habitz, Christian | Individual | – | FOUNDER, MANAGING MEMBER | 05/2021 | > 75% |
| CANNON, LESLIE, JOAN | Individual | – | DIRECTOR OF CLIENT RELATIONS AND CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| Bower, Robert, Dean | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| THORBAHN, TRENT, ALLEN | Individual | – | CHIEF OPERATING OFFICER | 02/2024 | < 5% |