PROTEUS, LLC
Adviser information for PROTEUS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $215.1M |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $215.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $215.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121224 |
|---|---|
| SEC ERA File Number | 801-121224 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164085 |
| Legal Entity Identifier | None |
Principal Office
8900 KEYSTONE CROSSINGSUITE 500
INDIANAPOLIS
IN
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 317-653-2756, Fax: None
Chief Compliance Officer
RYAN LAUGHON
8900 KEYSTONE CROSSING
SUITE 500
INDIANAPOLIS
IN
United States
Tel:
317-653-2756
R*******@****************S
(Full email address available in API data)
Regulatory Contact
MOLLY HERENDEEN
CHIEF OPERATIONS OFFICER
8900 KEYSTONE CROSSING
SUITE 500
INDIANAPOLIS
IN
United States
Tel:
317-653-2756
M*********@****************S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1825 CAPITAL ENHANCED INCOME STRATEGY, LLC | FUND OF FUNDS | $30.6M | $0.1M | 32 |
| PROTEUS ABSOLUTE RETURN HEDGE FUND OF FUND I, LLC | FUND OF FUNDS | $3.1M | $0.1M | 11 |
| PROTEUS DIRECTIONAL HEDGE FUND OF FUNDS I, LLC | FUND OF FUNDS | $1.7M | $0.1M | 9 |
| PROTEUS MASTER FUND I, LLC | FUND OF FUNDS | $25.9M | $0.1M | 26 |
| PROTEUS MASTER FUND II, LLC | FUND OF FUNDS | $27.7M | $0.1M | 61 |
| PROTEUS MASTER FUND III, LLC | FUND OF FUNDS | $30.6M | $0.1M | 52 |
| PROTEUS PRIVATE CREDIT CORE FUND I, LLC | FUNDS OF FUNDS | $1.8M | $0.1M | 8 |
| PROTEUS PRIVATE CREDIT NON-CORE FUND I, LLC | FUNDS OF FUNDS | $2.8M | $0.1M | 9 |
| PROTEUS PRIVATE EQUITY FUND I, LLC | FUND OF FUND | $11.0M | $0.1M | 6 |
| PROTEUS PRIVATE EQUITY FUND II, LLC | FUND OF FUNDS | $7.7M | $0.1M | 13 |
| PROTEUS REAL ASSETS CORE FUND I, LLC | Private Equity Fund | $0.9M | $0.1M | 6 |
| PROTEUS REAL ASSETS NON-CORE FUND I, LLC | Private Equity Fund | $2.6M | $0.1M | 9 |
| PROTEUS SERIES FEEDER FUND III, LLC - CYNOSURE PARTNERS ACCESS VEHICLE | FUND OF FUNDS | $25.2M | $0.3M | 29 |
| WEATHER MARK LONG/SHORT, LLC | Hedge Fund | $8.9M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROTEUS HOLDINGS, LLC | Domestic Entity | – | DIRECT OWNER | 07/2020 | > 75% |
| BROWN, JASON, CHARLES | Individual | PROTEUS HOLDINGS, LLC | SHAREHOLDER AND DIRECTOR | 01/2010 | 25-50% |
| KNAUSS, ERIC, GRAY | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 06/2017 | < 5% |
| BROWN, JASON, CHARLES | Individual | – | CHIEF EXECUTIVE OFFICEER | 09/2022 | < 5% |
| KEYSTONE INTERNATIONAL HOLDINGS, INC | Domestic Entity | PROTEUS HOLDINGS, LLC | OWNER | 02/2012 | 25-50% |
| LAUGHON, RYAN, M. | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
| HERENDEEN, MOLLY, CHRISTINE | Individual | – | CHIEF OPERATIONS OFFICER | 07/2023 | < 5% |
| JANEWAY, ANYA, MARIE | Individual | – | CHIEF ACCOUNTING OFFICER | 02/2024 | < 5% |