NORTHCREST ASSET MANAGEMENT
NORTHCREST ASSET MANAGEMENT LLC Legal Name
Adviser information for NORTHCREST ASSET MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,216 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 3,216 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,331 | $848.9M |
| HNW Individuals | 610 | $2.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $338,508 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 61 | $266.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121227 |
|---|---|
| SEC ERA File Number | 801-121227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300366 |
| Legal Entity Identifier | None |
Principal Office
505 N. HWY 169SUITE 900
PLYMOUTH
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 763-417-1700, Fax: 763-417-1701
Chief Compliance Officer
ELIZABETH HANSEN
505 N. HWY 169
SUITE 900
PLYMOUTH
MN
United States
Tel:
763-401-5436
E******@********************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN BENEFITS PLANNING GROUP, LLC | Insurance company or agency |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WEALTH ENHANCEMENT GROUP (INSURANCE AGENCY) | Insurance company or agency |
| WEALTH ENHANCEMENT TRUST SERVICES, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | Domestic Entity | – | SOLE MEMBER | 03/2019 | > 75% |
| WEG HOLDINGS, LLC | Domestic Entity | WEG CONSOLIDATED, LLC | OWNER | 10/2021 | 25-50% |
| TA/WEG HOLDINGS, LLC | Domestic Entity | WEG HOLDINGS, LLC | OWNER | 10/2019 | > 75% |
| TA/WEG INTERMEDIATE HOLDINGS, LLC | Domestic Entity | TA/WEG HOLDINGS, LLC | OWNER | 10/2019 | > 75% |
| WEG PARENT, LLC | Domestic Entity | TA/WEG INTERMEDIATE HOLDINGS, LLC | OWNER | 10/2019 | > 75% |
| TA XIII-A, L.P. | Foreign Entity | TA-WEG AGGREGATOR, LLC | OWNER | 10/2021 | > 75% |
| TA XIII-B, L.P. | Foreign Entity | WEG BLOCKER, LLC | OWNER | 02/2019 | > 75% |
| TA ASSOCIATES XIII GP, L.P. | Foreign Entity | TA XIII-A, L.P. | GENERAL PARTNER | 02/2019 | |
| TA ASSOCIATES XIII GP, L.P. | Foreign Entity | TA XIII-B, L.P. | GENERAL PARTNER | 02/2019 | |
| TA ASSOCIATES CAYMAN, LLC | Foreign Entity | TA ASSOCIATES XIII GP, L.P. | GENERAL PARTNER | 02/2019 | |
| TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. | Domestic Entity | WEG PARENT, LLC | OWNER | 10/2019 | 25-50% |
| WEG BLOCKER, LLC | Domestic Entity | TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. | OWNER | 10/2019 | > 75% |
| TA ASSOCIATES XIII GP, L.P. | Foreign Entity | TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. | GENERAL PARTNER | 02/2019 | |
| DEKKO, JEFFREY, THOMAS HAROLD | Individual | – | CHIEF MANAGER AND PRESIDENT | 04/2021 | < 5% |
| CAHN, JAMES, LOREN | Individual | – | CHIEF INVESTMENTS & BUSINESS DEVELOPMENT OFFICER | 04/2021 | < 5% |
| WINDORSKI, KELLY, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER | 04/2021 | < 5% |
| FURCHT, ELIZABETH, ANN | Individual | – | SECRETARY | 04/2021 | < 5% |
| WEG SUB HOLDINGS, LLC | Domestic Entity | WEALTH ENHANCEMENT GROUP, LLC | OWNER | 08/2021 | > 75% |
| WEG SUB INTERMEDIATE HOLDINGS, LLC | Domestic Entity | WEG SUB HOLDINGS, LLC | OWNER | 08/2021 | > 75% |
| WEG CONSOLIDATED, LLC | Domestic Entity | WEG SUB INTERMEDIATE HOLDINGS, LLC | OWNER | 08/2021 | > 75% |
| TA-WEG AGGREGATOR, LLC | Domestic Entity | WEG PARENT, LLC | OWNER | 10/2019 | 25-50% |
| ONEX ISO HOLDCO CORP. | Domestic Entity | WEG CONSOLIDATED, LLC | OWNER | 10/2021 | 25-50% |
| ONEX ISO LIMITED PARTNERSHIP | Domestic Entity | ONEX ISO HOLDCO CORP. | OWNER | 08/2021 | > 75% |
| ONEX PARTNERS V LP | Foreign Entity | ONEX ISO LIMITED PARTNERSHIP | OWNER | 08/2021 | > 75% |
| ONEX PARTNERS V GP LP | Foreign Entity | ONEX PARTNERS V LP | GENERAL PARTNER | 03/2017 | |
| ONEX PARTNERS V GP LIMITED | Foreign Entity | ONEX PARTNERS V GP LP | GENERAL PARTNER | 03/2017 | |
| ONEX PARTNERS HOLDINGS LIMITED SARL | Foreign Entity | ONEX PARTNERS V GP LP | OWNER | 06/2021 | > 75% |
| ONEX PARTNERS CANADIAN GP INC. | Foreign Entity | ONEX PARTNERS V GP LIMITED | OWNER | 03/2017 | > 75% |
| ONEX CORPORATION | Foreign Entity | ONEX PARTNERS CANADIAN GP INC. | OWNER | 11/2007 | > 75% |
| HANSEN, ELIZABETH, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| SHIDEMAN, FREDERICK, JAMES | Individual | – | CHIEF TECHNOLOGY, INFORMATION SECURITY, PORTFOLIO ACCOUNT & TRADING OFFICER | 04/2021 | < 5% |