FRAMEWORK VENTURES

FRAMEWORK VENTURES MANAGEMENT LLC Legal Name

Adviser information for FRAMEWORK VENTURES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7 $1.0B
Non-Discretionary 0 $0
Total 7 $1.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $1.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 29

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation Performance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-121228
SEC ERA File Number 801-121228
SEC CIK Numbers None
SEC CRD Numbers 314038, 305187
Legal Entity Identifier None

Principal Office

600 MONTGOMERY STREET
42ND FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 516-659-3573, Fax: None

Chief Compliance Officer

MONIQUE HORTON
600 MONTGOMERY STREET
42ND FLOOR
SAN FRANCISCO
CA
United States
Tel: 917-399-5254
(Full email address available in API data)

Industry Affiliates

FRAMEWORK SPV GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
FRAMEWORK VENTURES GP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FRAMEWORK VENTURES III GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FRAMEWORK SPV I LLC Private Equity Fund $3.5M $0.1M 9
FRAMEWORK VENTURES II L.P. Private Equity Fund $220.7M $1.0M 70
FRAMEWORK VENTURES III L.P. Private Equity Fund $635.4M $1.0M 130
FRAMEWORK VENTURES III PARALLEL L.P. Private Equity Fund $9.9M $0.1M 55
FRAMEWORK VENTURES L.P. OTHER $163.0M $0.1M 5

Control Persons

Name Type Entity Title Since Ownership
SPENCER, VANCE Individual CO-FOUNDER/MANAGING MEMBER 06/2019 25-50%
DICERBO, JOHN Individual CHIEF FINANCIAL OFFICER 10/2020 < 5%
ANDERSON, MICHAEL, E Individual CO-FOUNDER/MANAGING MEMBER 06/2019 25-50%
STATION 13, LLC Domestic Entity BENEFICIAL OWNER 09/2019 10-25%
Horton, Monique, Kristine Individual CHIEF COMPLIANCE OFFICER 06/2022 < 5%

No. Employees, Historic

30150202120222023202420257 on 4/14/202122 on 3/31/202222 on 9/23/202222 on 10/31/202214 on 3/30/202314 on 5/4/202311 on 3/28/2024

RAUM, Historic

2B1B020212022202320242025500000000 on 4/14/2021996000000 on 3/31/2022996000000 on 9/23/2022996000000 on 10/31/2022678470309 on 3/30/2023621455576 on 5/4/20231032553631 on 3/28/2024

No. Clients, Historic

1050202120222023202420251 on 4/14/20214 on 3/31/20224 on 9/23/20224 on 10/31/20227 on 3/30/20237 on 5/4/20237 on 3/28/2024