CTC CAPITAL MANAGEMENT, LLC
Adviser information for CTC CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $182.7M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $182.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $182.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesADMINISTRATIVE (ORGANIZATIONAL; OPERATIONAL FEES) |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
425 SOUTH FINANCIAL PLACECHICAGO
IL
United States
Monday - Friday, 8AM - 4PM
Tel: 312-863-8000, Fax: None
Websites
Chief Compliance Officer
MATTHEW ABRAHAM
CHIEF COMPLIANCE OFFICER
425 S. FINANCIAL PLACE
4TH FLOOR
CHICAGO
IL
United States
Tel:
312-863-8018
M**************@*****************M
(Full email address available in API data)
Regulatory Contact
PETER DORENBOS
425 S. FINANCIAL PLACE
CHICAGO
IL
United States
Tel:
312-863-8011
P*************@*****************M
(Full email address available in API data)
Industry Affiliates
| CTC, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTERNATIVE INVESTMENT FUND 2017, LLC | Hedge Fund | $25.9M | $0.0M | 17 |
| GLOBAL PES 2019, LLC | Private Equity Fund | $22.2M | $0.0M | 12 |
| GLOBAL PES II, LLC | Private Equity Fund | $34.2M | $0.0M | 23 |
| LIS FUND 2018, LLC | LIFE INSURANCE SETTLEMENT FUND | $11.5M | $0.0M | 8 |
| LIS FUND 2019, LLC | LIFE INSURANCE SETTLEMENT FUND | $6.5M | $0.0M | 6 |
| REAL ESTATE OPPORTUNITIES FUND 2017, LLC | Real Estate Fund | $13.6M | $0.0M | 20 |
| REAL ESTATE OPPORTUNITIES FUND 2018, LLC | Real Estate Fund | $9.0M | $0.0M | 15 |
| REAL ESTATE OPPORTUNITIES FUND III LLC | Real Estate Fund | $19.7M | $0.1M | 41 |
| REAL ESTATE OPPORTUNITIES FUND IV, LLC | Real Estate Fund | $40.2M | $0.1M | 107 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CTC HOLDINGS, LP | Domestic Entity | – | SOLE MEMBER | 01/2021 | > 75% |
| HARRIMAN, JOSEPH, CARTER | Individual | – | CHIEF OPERATIONS OFFICER | 03/2021 | < 5% |
| ABRAHAM, MATTHEW, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| CTC GENERAL PARTNER, LLC | Domestic Entity | CTC HOLDINGS, LP | GENERAL PARTNER | 08/2008 | |
| HALL, ANDREW, WESCOTT | Individual | CTC GENERAL PARTNER, LLC | MANAGER | 08/2008 | 25-50% |
| CHERN, ERIC, HILTON | Individual | CTC GENERAL PARTNER, LLC | MANAGER | 08/2008 | 25-50% |
| WATROUS, JOHN, JUDSON | Individual | CTC GENERAL PARTNER, LLC | MANAGER | 08/2008 | 25-50% |
| WILLIAMS, MELVIN, FRANK | Individual | – | CHIEF LEGAL OFFICER | 03/2021 | < 5% |
| CORBY, LINDSAY, ANN | Individual | – | CFO | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 551K | 5K | N/A |
| ABBVIE INC | COM | 2M | 14K | N/A |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | N/A |
| AFLAC INC | COM | 750K | 8K | N/A |
| AGILENT TECHNOLOGIES INC | COM | 1M | 11K | N/A |
| AGNC INVT CORP | COM | 144K | 15K | N/A |
| ALBERTSONS COS INC | COMMON STOCK | 362K | 18K | N/A |
| ALLEGION PLC | ORD SHS | 473K | 4K | N/A |
| ALTRIA GROUP INC | COM | 747K | 16K | N/A |
| AMERICAN EXPRESS CO | COM | 609K | 3K | N/A |
| AMERICAN INTL GROUP INC | COM NEW | 503K | 7K | N/A |
| AMPHENOL CORP NEW | CL A | 1M | 20K | N/A |
| ANALOG DEVICES INC | COM | 548K | 2K | N/A |
| ANSYS INC | COM | 997K | 3K | N/A |
| AON PLC | SHS CL A | 342K | 1K | N/A |
| APA CORPORATION | COM | 350K | 12K | N/A |
| APOLLO GLOBAL MGMT INC | COM | 3M | 29K | N/A |
| ARCH CAP GROUP LTD | ORD | 323K | 3K | N/A |
| AT&T INC | COM | 520K | 27K | N/A |
| BANK AMERICA CORP | COM | 2M | 43K | N/A |
| BECTON DICKINSON & CO | COM | 280K | 1K | N/A |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | N/A |
| BIO-TECHNE CORP | COM | 487K | 7K | N/A |
| BLACKROCK INC | COM | 1M | 1K | N/A |
| BOSTON SCIENTIFIC CORP | COM | 431K | 6K | N/A |
| BRISTOL-MYERS SQUIBB CO | COM | 417K | 10K | N/A |
| BROOKLINE BANCORP INC DEL | COM | 230K | 28K | N/A |
| BROWN FORMAN CORP | CL B | 363K | 8K | N/A |
| CAREMAX INC | CL A NEW | 59K | 21K | N/A |
| CARRIER GLOBAL CORPORATION | COM | 1M | 21K | N/A |
| CATERPILLAR INC | COM | 3M | 8K | N/A |
| CBOE GLOBAL MKTS INC | COM | 385K | 2K | N/A |
| CDW CORP | COM | 448K | 2K | N/A |
| CHARTER COMMUNICATIONS INC N | CL A | 467K | 2K | N/A |
| CHENIERE ENERGY INC | COM NEW | 982K | 6K | N/A |
| CHEVRON CORP NEW | COM | 1M | 7K | N/A |
| CHUBB LIMITED | COM | 510K | 2K | N/A |
| CHURCH & DWIGHT CO INC | COM | 1M | 10K | N/A |
| CINTAS CORP | COM | 3M | 4K | N/A |
| CISCO SYS INC | COM | 873K | 18K | N/A |
| CITIGROUP INC | COM NEW | 286K | 5K | N/A |
| CME GROUP INC | COM | 315K | 2K | N/A |
| CNH INDL N V | SHS | 143K | 14K | N/A |
| COMCAST CORP NEW | CL A | 877K | 22K | N/A |
| CONOCOPHILLIPS | COM | 1M | 13K | N/A |
| CONSTELLATION ENERGY CORP | COM | 2M | 8K | N/A |
| COPART INC | COM | 2M | 42K | N/A |
| CORE & MAIN INC | CL A | 646K | 13K | N/A |
| COSTAR GROUP INC | COM | 643K | 9K | N/A |
| CROCS INC | COM | 249K | 2K | N/A |
| CROWDSTRIKE HLDGS INC | CL A | 4M | 10K | N/A |
| CSX CORP | COM | 468K | 14K | N/A |
| CUMMINS INC | COM | 415K | 2K | N/A |
| CVS HEALTH CORP | COM | 420K | 7K | N/A |
| D R HORTON INC | COM | 294K | 2K | N/A |
| DANAHER CORPORATION | COM | 600K | 2K | N/A |
| DEERE & CO | COM | 2M | 4K | N/A |
| DISCOVER FINL SVCS | COM | 260K | 2K | N/A |
| DISNEY WALT CO | COM | 752K | 8K | N/A |
| DOMINOS PIZZA INC | COM | 401K | 777 | N/A |
| DOORDASH INC | CL A | 947K | 9K | N/A |
| DUKE ENERGY CORP NEW | COM NEW | 321K | 3K | N/A |
| EATON CORP PLC | SHS | 502K | 2K | N/A |
| EDWARDS LIFESCIENCES CORP | COM | 776K | 8K | N/A |
| ELECTRONIC ARTS INC | COM | 384K | 3K | N/A |
| ELEVANCE HEALTH INC | COM | 216K | 399 | N/A |
| EMERSON ELEC CO | COM | 442K | 4K | N/A |
| EOG RES INC | COM | 505K | 4K | N/A |
| EPAM SYS INC | COM | 451K | 2K | N/A |
| EQUIFAX INC | COM | 582K | 2K | N/A |
| EQUINIX INC | COM | 636K | 840 | N/A |
| EXPEDITORS INTL WASH INC | COM | 431K | 3K | N/A |
| EXXON MOBIL CORP | COM | 3M | 27K | N/A |
| FACTSET RESH SYS INC | COM | 490K | 1K | N/A |
| FEDEX CORP | COM | 467K | 2K | N/A |
| FIDELITY NATL INFORMATION SV | COM | 512K | 7K | N/A |
| FISERV INC | COM | 478K | 3K | N/A |
| GENERAL MTRS CO | COM | 329K | 7K | N/A |
| GILEAD SCIENCES INC | COM | 413K | 6K | N/A |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 57K | 169K | N/A |
| HALLIBURTON CO | COM | 473K | 14K | N/A |
| HCA HEALTHCARE INC | COM | 386K | 1K | N/A |
| HOME DEPOT INC | COM | 868K | 3K | N/A |
| HONEYWELL INTL INC | COM | 854K | 4K | N/A |
| HUBBELL INC | COM | 731K | 2K | N/A |
| ICON PLC | SHS | 3M | 8K | N/A |
| ILLINOIS TOOL WKS INC | COM | 569K | 2K | N/A |
| INCYTE CORP | COM | 364K | 6K | N/A |
| INGERSOLL RAND INC | COM | 908K | 10K | N/A |
| INTERCONTINENTAL EXCHANGE IN | COM | 329K | 2K | N/A |
| INTERNATIONAL BUSINESS MACHS | COM | 484K | 3K | N/A |
| IQVIA HLDGS INC | COM | 2M | 7K | N/A |
| ISHARES TR | 20 YR TR BD ETF | 8M | 90K | N/A |
| ISHARES TR | IBOXX INV CP ETF | 64M | 595K | N/A |
| ISHARES TR | ISHARES BIOTECH | 1M | 11K | N/A |
| JABIL INC | COM | 479K | 4K | N/A |
| JOHNSON & JOHNSON | COM | 2M | 10K | N/A |
| JPMORGAN CHASE & CO. | COM | 3M | 15K | N/A |
| KEYSIGHT TECHNOLOGIES INC | COM | 383K | 3K | N/A |
| KIMBERLY-CLARK CORP | COM | 249K | 2K | N/A |
| KKR & CO INC | COM | 2M | 20K | N/A |
| KLX ENERGY SERVICS HOLDNGS I | COM NEW | 53K | 11K | N/A |
| LAMB WESTON HLDGS INC | COM | 336K | 4K | N/A |
| LESLIES INC | COM | 105K | 25K | N/A |
| LI-CYCLE HOLDINGS CORP | COM NEW | 86K | 13K | N/A |
| LINCOLN ELEC HLDGS INC | COM | 302K | 2K | N/A |
| LINDE PLC | SHS | 1M | 3K | N/A |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | N/A |
| LOWES COS INC | COM | 2M | 8K | N/A |
| MANNKIND CORP | COM NEW | 57K | 11K | N/A |
| MARATHON PETE CORP | COM | 622K | 4K | N/A |
| MARKETAXESS HLDGS INC | COM | 221K | 1K | N/A |
| MARRIOTT INTL INC NEW | CL A | 1M | 5K | N/A |
| MARSH & MCLENNAN COS INC | COM | 1M | 6K | N/A |
| MARVELL TECHNOLOGY INC | COM | 1M | 21K | N/A |
| MCDONALDS CORP | COM | 2M | 7K | N/A |
| MEDTRONIC PLC | SHS | 472K | 6K | N/A |
| METLIFE INC | COM | 421K | 6K | N/A |
| METTLER TOLEDO INTERNATIONAL | COM | 2M | 1K | N/A |
| MICROCHIP TECHNOLOGY INC. | COM | 2M | 19K | N/A |
| MODERNA INC | COM | 333K | 3K | N/A |
| MONDELEZ INTL INC | CL A | 598K | 9K | N/A |
| MORGAN STANLEY | COM NEW | 505K | 5K | N/A |
| MOTOROLA SOLUTIONS INC | COM NEW | 463K | 1K | N/A |
| NEXTERA ENERGY INC | COM | 623K | 9K | N/A |
| NORTHROP GRUMMAN CORP | COM | 349K | 800 | N/A |
| NU HLDGS LTD | ORD SHS CL A | 1M | 103K | N/A |
| OCCIDENTAL PETE CORP | COM | 582K | 9K | N/A |
| OTIS WORLDWIDE CORP | COM | 394K | 4K | N/A |
| OUTSET MED INC | COM | 94K | 24K | N/A |
| PACCAR INC | COM | 999K | 10K | N/A |
| PAGSEGURO DIGITAL LTD | COM CL A | 292K | 25K | N/A |
| PARKER-HANNIFIN CORP | COM | 2M | 3K | N/A |
| PAYCHEX INC | COM | 1M | 9K | N/A |
| PAYPAL HLDGS INC | COM | 1M | 21K | N/A |
| PFIZER INC | COM | 598K | 21K | N/A |
| PHILIP MORRIS INTL INC | COM | 689K | 7K | N/A |
| PHILLIPS 66 | COM | 2M | 14K | N/A |
| PPG INDS INC | COM | 655K | 5K | N/A |
| PROCTER AND GAMBLE CO | COM | 858K | 5K | N/A |
| PROLOGIS INC. | COM | 451K | 4K | N/A |
| PUBLIC STORAGE OPER CO | COM | 489K | 2K | N/A |
| PULTE GROUP INC | COM | 484K | 4K | N/A |
| REPUBLIC SVCS INC | COM | 1M | 6K | N/A |
| RESMED INC | COM | 840K | 4K | N/A |
| ROCKWELL AUTOMATION INC | COM | 1M | 5K | N/A |
| ROSS STORES INC | COM | 1M | 7K | N/A |
| RTX CORPORATION | COM | 2M | 19K | N/A |
| S&P GLOBAL INC | COM | 1M | 2K | N/A |
| SAGIMET BIOSCIENCES INC | COM SER A | 122K | 36K | N/A |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 697K | 9K | N/A |
| SMUCKER J M CO | COM NEW | 316K | 3K | N/A |
| SOUTHERN CO | COM | 341K | 4K | N/A |
| SPDR SER TR | S&P BIOTECH | 1M | 13K | N/A |
| SPDR SER TR | S&P HOMEBUILD | 3M | 25K | N/A |
| SPOTIFY TECHNOLOGY S A | SHS | 2M | 7K | N/A |
| SUPER MICRO COMPUTER INC | COM | 2M | 2K | N/A |
| TARGET CORP | COM | 1M | 8K | N/A |
| TE CONNECTIVITY LTD | SHS | 435K | 3K | N/A |
| TEXAS INSTRS INC | COM | 1M | 6K | N/A |
| THE CIGNA GROUP | COM | 668K | 2K | N/A |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | N/A |
| TJX COS INC NEW | COM | 727K | 7K | N/A |
| T-MOBILE US INC | COM | 489K | 3K | N/A |
| TORO CO | COM | 450K | 5K | N/A |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 8K | N/A |
| TRANSDIGM GROUP INC | COM | 2M | 1K | N/A |
| UNITED PARCEL SERVICE INC | CL B | 709K | 5K | N/A |
| UNITEDHEALTH GROUP INC | COM | 5M | 9K | N/A |
| VALERO ENERGY CORP | COM | 501K | 3K | N/A |
| VERIZON COMMUNICATIONS INC | COM | 754K | 18K | N/A |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | N/A |
| WALMART INC | COM | 789K | 12K | N/A |
| WELLS FARGO CO NEW | COM | 2M | 28K | N/A |
| WELLTOWER INC | COM | 1M | 10K | N/A |
| WEST PHARMACEUTICAL SVSC INC | COM | 395K | 1K | N/A |
| WESTROCK CO | COM | 2M | 32K | N/A |
| WILLIS TOWERS WATSON PLC LTD | SHS | 314K | 1K | N/A |
| XP INC | CL A | 396K | 23K | N/A |
| YUM BRANDS INC | COM | 689K | 5K | N/A |