ELDERADO FINANCIAL, INC
Adviser information for ELDERADO FINANCIAL, INC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 942 | $172.3M |
| Non-Discretionary | 0 | $0 |
| Total | 942 | $172.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 348 | $91.8M |
| HNW Individuals | 50 | $80.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121234 |
|---|---|
| SEC ERA File Number | 801-121234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112908 |
| Legal Entity Identifier | None |
Principal Office
1100 S. TOWNSEND AVEMONTROSE
CO
United States
Monday - Friday, 9-4:30
Tel: 970-249-9900, Fax: None
Chief Compliance Officer
JAIMEE CARNES
VICE PRESIDENT
1100 S. TOWNSEND AVE
MONTROSE
CO
United States
Tel:
970-249-9900
J*****@********************M
(Full email address available in API data)
Regulatory Contact
JIM ELDER
PRESIDENT
1100 S. TOWNSEND AVE
MONTROSE
CO
United States
Tel:
970-249-9900
J**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELDER, JIM, M | Individual | – | PRESIDENT | 07/1998 | > 75% |
| Carnes, Jaimee, Leigh | Individual | – | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | 01/2020 | < 5% |