TFP MANAGEMENT, LLC
Adviser information for TFP MANAGEMENT, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,355 | $208.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,355 | $208.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 798 | $160.6M |
| HNW Individuals | 32 | $48.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 46 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121243 |
|---|---|
| SEC ERA File Number | 801-121243 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313543 |
| Legal Entity Identifier | None |
Principal Office
3475 UTICA RIDGE ROADBETTENDORF
IA
United States
Monday - Friday, M-TH 8 TO 5PM, F- 8 TO 3PM
Tel: 563-359-8783, Fax: 563-359-8784
Chief Compliance Officer
DAVID ELIZONDO
MANAGING MEMBER
3475 UTICA RIDGE RD.
BETTENDORF
IA
United States
Tel:
563-359-8783
D***********@*********Z
(Full email address available in API data)
Regulatory Contact
DRUE KAMPMANN
MANAGING MEMBER
3475 UTICA RIDGE RD
BETTENDORF
IA
United States
Tel:
563-359-8783
D***********@*********Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELIZONDO, DAVID, WAYNE | Individual | – | MANAGING MEMBER/CCO | 04/2021 | 50-75% |
| KAMPMANN, DRUE, SCOTT | Individual | – | MANAGING MEMBER | 04/2021 | 50-75% |