LANDING POINT FINANCIAL GROUP
LPFG, LLC Legal Name
Adviser information for LANDING POINT FINANCIAL GROUP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,457 | $230.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,457 | $230.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 449 | $112.1M |
| HNW Individuals | 58 | $114.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 507 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 230.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LANDING POINT FINANCIAL GROUP WRAP FEE PROGRAM | LANDING POINT FINANCIAL GROUP |
Identifiers
| SEC RIA File Number | 801-121247 |
|---|---|
| SEC ERA File Number | 801-121247 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312978 |
| Legal Entity Identifier | None |
Principal Office
36350 DETROIT RD.AVON
OH
United States
Monday - Friday, 8:30 TO 5:00
Tel: 440-361-7227, Fax: None
Chief Compliance Officer
JONATHAN KASTING
255 E. FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8234
J**********@*****************************M
(Full email address available in API data)
Regulatory Contact
MICHELLE ZIMMERMAN
COMPLIANCE OPERATIONS OFFICER
36350 DETROIT RD.
AVON
OH
United States
Tel:
440-361-7227
M*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLINNER, JOEY, LEE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2021 | > 75% |
| ZIMMERMAN, MICHELLE, ELIZABETH | Individual | – | CHIEF OPERATIONS OFFICER | 06/2021 | < 5% |
| Kasting, Jonathan, G | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| HIDER, BRIAN, SCOTT | Individual | – | CHIEF INVESTMENT OFFICER | 11/2022 | < 5% |