K5 GLOBAL ADVISOR LLC
Adviser information for K5 GLOBAL ADVISOR LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $4.2B |
| Non-Discretionary | 1 | $150.9M |
| Total | 62 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 62 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121249 |
|---|---|
| SEC ERA File Number | 801-121249 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314373 |
| Legal Entity Identifier | 86-2725587 |
Principal Office
9 LAGORCE CIRCLEMIAMI BEACH
FL
United States
Monday - Friday, 9-5
Tel: 305-206-8533, Fax: None
Chief Compliance Officer
DANA POLLICK
GENERAL COUNSEL
2773 ANCHOR AVE
LOS ANGELES
CA
United States
Tel:
6104572939
D***@***********M
(Full email address available in API data)
Regulatory Contact
TYE MERLO
DEPUTY CCO, SENIOR COUNSEL
965 MAGNOLIA AVE
#4
LARKSPUR
CA
United States
Tel:
6172493877
T**@***********M
(Full email address available in API data)
Industry Affiliates
| K5 GLOBAL GROWTH CO-INVEST I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 GLOBAL GROWTH FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 GLOBAL GROWTH FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 GLOBAL TECHNOLOGY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 GLOBAL VENTURES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 GLOBAL VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 TECH, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5 TOKYO BLACK FUND I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K5X FUND I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MOUNT OLYMPUS CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HORIZONS BORING, LLC | Venture Capital Fund | $20.1M | $0.0M | 3 |
| J.P. MORGAN TECH INVESTMENTS II, LP | Venture Capital Fund | $150.9M | $0.0M | 2 |
| K5 GLOBAL GROWTH FUND I, LP | Venture Capital Fund | $116.6M | $0.5M | 72 |
| K5 GLOBAL GROWTH FUND II, LP | Venture Capital Fund | $0.9M | $0.0M | 2 |
| K5 GLOBAL LT CO-INVEST LLC | Venture Capital Fund | $1.0M | $0.0M | 4 |
| K5 GLOBAL TECHNOLOGY FUND LP - SERIES HORIZONS RELATIVITY SPACE | Venture Capital Fund | $281.4M | $0.1M | 9 |
| K5 GLOBAL TECHNOLOGY FUND, LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| K5 GLOBAL TECHNOLOGY FUND, LP - RELATIVITY SPACE RF 3 | Venture Capital Fund | $3.1M | $0.1M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 001 | Venture Capital Fund | $0.4M | $0.0M | 4 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 002 | Venture Capital Fund | $1.6M | $0.0M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 003 | Venture Capital Fund | $16.2M | $0.0M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 004 | Venture Capital Fund | $5.1M | $0.0M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 005 | Venture Capital Fund | $32.7M | $0.0M | 13 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 006 | Venture Capital Fund | $26.1M | $0.0M | 25 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 007 | Venture Capital Fund | $0.4M | $0.0M | 5 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES BORING | Venture Capital Fund | $2.1M | $0.0M | 5 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES CB | Venture Capital Fund | $0.0M | $0.0M | 25 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES CB2 | Venture Capital Fund | $0.1M | $0.0M | 4 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES CB3 | Venture Capital Fund | $0.0M | $0.0M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES FP | Venture Capital Fund | $3.1M | $0.1M | 8 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES HORIZONS BORING | Venture Capital Fund | $54.6M | $0.1M | 3 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES LB | Venture Capital Fund | $1.5M | $0.1M | 24 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES RELATIVITY SPACE 2 | Venture Capital Fund | $30.8M | $0.1M | 19 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES RELATIVITY SPACE 4C | Venture Capital Fund | $18.4M | $0.1M | 61 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES RELATIVITY SPACE 5 | Venture Capital Fund | $67.5M | $0.1M | 32 |
| K5 GLOBAL TECHNOLOGY FUND, LP - SERIES ST1 | Venture Capital Fund | $3.4M | $0.0M | 4 |
| K5 GLOBAL VENTURES SERIES II, LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| K5 GLOBAL VENTURES, LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| K5 GLOBAL VENTURES, LP - SERIES I | Venture Capital Fund | $10.2M | $0.1M | 30 |
| K5 LAREDO I, LLC | Venture Capital Fund | $1.4M | $0.0M | 3 |
| K5 SPACE EXPLORATION LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| K5 SPACE EXPLORATION LP - SERIES 1 | Venture Capital Fund | $45.6M | $0.1M | 8 |
| K5 SPACE EXPLORATION LP - SERIES 1 SL | Venture Capital Fund | $87.2M | $0.1M | 27 |
| K5 SPACE EXPLORATION LP - SERIES 2 | Venture Capital Fund | $34.7M | $0.1M | 41 |
| K5 SPACE EXPLORATION LP - SERIES 3 | Venture Capital Fund | $1.7M | $0.1M | 11 |
| K5 TECH FUND I, LP | Venture Capital Fund | $116.6M | $0.0M | 1 |
| K5 TECH FUND I, LP - SERIES 101 | Venture Capital Fund | $20.1M | $0.0M | 2 |
| K5 TECH FUND I, LP - SERIES 102 | Venture Capital Fund | $35.1M | $0.0M | 3 |
| K5 TOKYO BLACK FUND I, LP | Venture Capital Fund | $75.6M | $5.0M | 28 |
| K5X FUND I, LP | Venture Capital Fund | $1,022.0M | $0.0M | 2 |
| MBK CAPITAL LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| MBK CAPITAL, LP - SERIES 101 | Venture Capital Fund | $10.4M | $0.0M | 7 |
| MBK CAPITAL, LP - SERIES 102 | Venture Capital Fund | $10.1M | $0.0M | 11 |
| MBK CAPITAL, LP - SERIES 103 | Venture Capital Fund | $10.1M | $0.0M | 35 |
| MBK CAPITAL, LP - SERIES 104 | Venture Capital Fund | $3.0M | $0.0M | 15 |
| MBK CAPITAL, LP - SERIES 105 | Venture Capital Fund | $0.3M | $0.0M | 6 |
| MBK CAPITAL, LP - SERIES 106 | Venture Capital Fund | $11.0M | $0.0M | 13 |
| MBK CAPITAL, LP - SERIES 107 | Venture Capital Fund | $2.1M | $0.0M | 8 |
| MBK CAPITAL, LP - SERIES 108 | Venture Capital Fund | $10.1M | $0.0M | 14 |
| MBK CAPITAL, LP - SERIES 109 | Venture Capital Fund | $3.7M | $0.0M | 8 |
| MBK CAPITAL, LP - SERIES 110 | Venture Capital Fund | $19.6M | $0.0M | 3 |
| MBK CAPITAL, LP - SERIES 111 | Venture Capital Fund | $0.0M | $0.0M | 1 |
| MBK CAPITAL, LP - SERIES 112 | Venture Capital Fund | $0.0M | $0.0M | 1 |
| MBK CAPITAL, LP - SERIES 113 | Venture Capital Fund | $0.0M | $0.0M | 1 |
| MBK CAPITAL, LP - SERIES 114 | Venture Capital Fund | $0.0M | $0.0M | 1 |
| MBK CAPITAL, LP - SERIES AT2 | Venture Capital Fund | $3.6M | $0.1M | 10 |
| MBK CAPITAL, LP - SERIES BT | Venture Capital Fund | $0.3M | $0.1M | 5 |
| MBK CAPITAL, LP - SERIES CT | Venture Capital Fund | $4.8M | $0.1M | 41 |
| MBK CAPITAL, LP - SERIES L | Venture Capital Fund | $0.0M | $0.1M | 2 |
| MBK CAPITAL, LP - SERIES T | Venture Capital Fund | $442.9M | $0.1M | 97 |
| MBK CAPITAL, LP - SERIES UBR | Venture Capital Fund | $0.0M | $0.1M | 9 |
| MOUNT OLYMPUS CAPITAL, LP | Venture Capital Fund | $1,600.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUM, BRYAN, DANIEL | Individual | – | MEMBER | 03/2021 | < 5% |
| KIVES, MICHAEL | Individual | – | MEMBER | 03/2021 | < 5% |
| K5 ADVISORY, INC. | Domestic Entity | – | MEMBER | 03/2021 | 50-75% |
| POLLICK, DANA, TYKOCINSKI | Individual | – | CCO | 03/2022 | < 5% |
| B5 ADVISORY, INC. | Domestic Entity | – | MEMBER | 05/2022 | 50-75% |
| clark, scott, patrick | Individual | – | VP OF FINANCE | 03/2021 | < 5% |
| BAUM, BRYAN, DANIEL | Individual | B5 ADVISORY, INC. | SOLE SHAREHOLDER | 05/2022 | > 75% |
| KIVES, MICHAEL | Individual | K5 ADVISORY, INC. | SOLE SHAREHOLDER | 03/2018 | > 75% |