POWER SUSTAINABLE INVESTMENT MANAGEMENT INC.
Adviser information for POWER SUSTAINABLE INVESTMENT MANAGEMENT INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $515.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $515.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $46.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $468.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121250 |
|---|---|
| SEC ERA File Number | 801-121250 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312955 |
| Legal Entity Identifier | 5493006SXR2Y4OZ2UP54 |
Principal Office
751 SQUARE VICTORIAMONTREAL, QUEBEC
Canada
Monday - Friday, 8:30 AM TO 5:30 PM (EST)
Tel: 514-286-7400, Fax: None
Chief Compliance Officer
BETTY MAY JAN HUM
751, SQUARE VICTORIA
MONTREAL, QC
Canada
Tel:
+1 438-300-1319
H**@*******************M
(Full email address available in API data)
Regulatory Contact
DIANE GOGAN
SENIOR ANALYST, COMPLIANCE POWER SUSTAINABLE
751 SQUARE VICTORIA
MONTREAL, QUEBEC
Canada
Tel:
1-438-300-1304
G****@*******************M
(Full email address available in API data)
Industry Affiliates
| POWER SUSTAINABLE CHINA A-SHARES CORE STRATEGY (US) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| POWER SUSTAINABLE CHINA A-SHARES CORE STRATEGY GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| POWER SUSTAINABLE MANAGER US, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POWER SUSTAINABLE CHINA A-SHARES CORE STRATEGY, A SUB-FUND OF POWER PACIFIC OPPORTUNITY FUNDS ICAV | Hedge Fund | $43.0M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| � h�g�in, Eoin | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 11/2018 | < 5% |
| POWER CORPORATION OF CANADA | Foreign Entity | POWER SUSTAINABLE CAPITAL INC. | SHAREHOLDER | 12/2006 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| LIU, YUHONG | Individual | – | DIRECTOR | 11/2018 | < 5% |
| Cristea, Delia | Individual | – | GENERAL COUNSEL | 11/2018 | < 5% |
| POWER SUSTAINABLE CAPITAL INC. | Foreign Entity | – | SHAREHOLDER | 03/2024 | > 75% |
| HUM, Betty, May Jan | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| Grimard, Dominic, NMN | Individual | – | DIRECTOR AND CHIEF FINANCIAL OFFICER | 08/2022 | < 5% |
| Hou, Weiwei, NMN | Individual | – | DIRECTOR | 08/2022 | < 5% |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 |