TEMPERED INVESTMENT MANAGEMENT LTD.
Adviser information for TEMPERED INVESTMENT MANAGEMENT LTD. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Canada |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $181.3M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $181.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $11.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $155.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121254 |
|---|---|
| SEC ERA File Number | 801-121254 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158837 |
| Legal Entity Identifier | 5493003VSD7O5FRZHS40 |
Principal Office
220 - 145 CHADWICK COURTNORTH VANCOUVER, BRITISH COLUMBIA
Canada
Monday - Friday, 9AM-5PM
Tel: 778-279-7700, Fax: 778-279-7700
Websites
Chief Compliance Officer
GRACE CHAN
220 - 145 CHADWICK COURT
NORTH VANCOUVER, BC
Canada
Tel:
778-279-7700
Fax:
778-279-7700
G*****@********************A
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NG, HIOK HHU | Individual | – | CHIEF INVESTMENT OFFICER, DIRECTOR | 05/2010 | < 5% |
| 1247013 BC LTD. | Foreign Entity | – | SHAREHOLDER | 06/2020 | > 75% |
| NG, HIOK HHU | Individual | 1247013 BC LTD. | SHAREHOLDER OF 1247013 BC LTD. | 06/2020 | 50-75% |
| Chan, Grace | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |