CH DOUGLAS & GRAY WEALTH MANAGEMENT
CH DOUGLAS & GRAY, LLC Legal Name
Adviser information for CH DOUGLAS & GRAY WEALTH MANAGEMENT last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 449 | $147.9M |
| Non-Discretionary | 7 | $10.6M |
| Total | 456 | $158.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $39.5M |
| HNW Individuals | 44 | $96.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $10.6M |
| Charitable organizations | 8 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $5.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-121265 |
|---|---|
| SEC ERA File Number | 801-121265 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142352 |
| Legal Entity Identifier | None |
Principal Office
7040 N COLLEGE AVEINDIANAPOLIS
IN
United States
Monday - Friday, 8:30-5:00
Tel: 317-843-8300, Fax: 317-616-1899
Chief Compliance Officer
THOMAS E. GRAY
MANAGING DIRECTOR
7040 N COLLEGE AVE
INDIANAPOLIS
IN
United States
Tel:
317.843.8300
Fax:
317.616.1899
T****@************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER H. DOUGLAS
MANAGING DIRECTOR
7040 N COLLEGE AVE
INDIANAPOLIS
IN
United States
Tel:
317.843.8300
Fax:
317.259.7271
C**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAY, THOMAS, E | Individual | – | PARTNER & CHIEF COMPLIANCE OFFICER | 10/2006 | 10-25% |
| DOUGLAS, CHRISTOPHER, HILTON | Individual | – | MANAGING PARTNER | 10/2006 | 50-75% |
| CRACRAFT, JONATHAN, DUNN | Individual | – | DIRECTOR OF CLIENT SERVICES | 01/2024 | 5-10% |