TFS ADVISORS, LLC
Adviser information for TFS ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 388 | $121.4M |
| Total | 388 | $121.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 96 | $42.4M |
| HNW Individuals | 48 | $78.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $801,435 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121268 |
|---|---|
| SEC ERA File Number | 801-121268 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167653 |
| Legal Entity Identifier | None |
Principal Office
100 2ND AVE S.SUITE 300
EDMONDS
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (425) 776-0446, Fax: (425) 670-9162
Chief Compliance Officer
DALE TERWEDO
MEMBER
100 2ND AVE SOUTH
SUITE 300
EDMONDS
WA
United States
Tel:
(425) 776-0446
Fax:
(425) 670-9162
R*****@**************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TERWEDO, DALE, ROBERT | Individual | – | MEMBER, CCO | 05/2013 | 25-50% |
| TERWEDO, AARON, MATTHEW | Individual | – | MANAGING MEMBER, VICE PRESIDENT - FINANCIAL PLANNING | 01/2019 | 50-75% |