EMPOWER FINANCIAL ADVISORY, LLC
Adviser information for EMPOWER FINANCIAL ADVISORY, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,196 | $411.7M |
Non-Discretionary | 0 | $0 |
Total | 1,196 | $411.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 184 | $85.0M |
HNW Individuals | 128 | $324.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 5 | $1.4M |
Charitable organizations | <5 | $442,591 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-121271 |
---|---|
SEC ERA File Number | 801-121271 |
SEC CIK Numbers | None |
SEC CRD Numbers | 313968 |
Legal Entity Identifier | None |
Principal Office
655 WINDING BROOK DRIVEGLASTONBURY
CT
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (860) 494-2600, Fax: (860) 494-2642
Chief Compliance Officer
RONALD E. WILLIAMS
PRESIDENT
655 WINDING BROOK DRIVE
GLASTONBURY
CT
United States
Tel:
(860) 494-2600
R********@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WILLIAMS, RONALD, ELWOOD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2021 | > 75% |