TOTAL WEALTH ADVISORS, LLC
Adviser information for TOTAL WEALTH ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $76.7M |
| Non-Discretionary | 14 | $14.0M |
| Total | 343 | $90.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $25.3M |
| HNW Individuals | 23 | $51.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $14.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 62.7M |
| Portfolio Manager | 62.7M |
| Both for Same | 62.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TOTAL WEALTH ADVISORS WRAP PROGRAM | TOTAL WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-121278 |
|---|---|
| SEC ERA File Number | 801-121278 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164633 |
| Legal Entity Identifier | None |
Principal Office
809 MAINSTREETHOPKINS
MN
United States
Monday - Friday, 9:00-5:00
Tel: 612-294-9208, Fax: None
Chief Compliance Officer
PAUL MCCOY
MANAGING MEMBER
809 MAINSTREET
HOPKINS
MN
United States
Tel:
612-294-9208
P***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCOY, PAUL, JOSEPH | Individual | – | MANAGING MEMBER / CCO | 07/2012 | 50-75% |
| MCCOY, SUZANNE, MICHELLE | Individual | – | MANAGING MEMBER | 01/2016 | 50-75% |