SVRN ASSET MANAGEMENT, LLC
Adviser information for SVRN ASSET MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $131.9M |
| Non-Discretionary | 20 | $6.0M |
| Total | 111 | $137.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.6M |
| HNW Individuals | 13 | $56.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $10.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $25.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $42.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121279 |
|---|---|
| SEC ERA File Number | 801-121279 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 222518 |
| Legal Entity Identifier | None |
Principal Office
111 CONGRESS AVENUESUITE 500
AUSTIN
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 773-442-2294, Fax: None
Chief Compliance Officer
SAMUEL LEE
MANAGING MEMBER
111 CONGRESS AVENUE
SUITE 500
AUSTIN
TX
United States
Tel:
773-442-2294
S**@******O
(Full email address available in API data)
Industry Affiliates
| SVRN CRYPTO GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SVRN MULTI-STRATEGY GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SVRN CRYPTO FUND, LP | Hedge Fund | $3.6M | $0.1M | 10 |
| SVRN MULTI-STRATEGY FUND, LP | Hedge Fund | $6.9M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, SAMUEL, Y | Individual | – | MANAGING MEMBER / CCO | 03/2015 | > 75% |