MAN INVESTMENTS AUSTRALIA LIMITED
Adviser information for MAN INVESTMENTS AUSTRALIA LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesINVESTMENT MANAGEMENT AND RELATED SERVICES TO GLG PARTNERS LP; MODEL PORTFOLIO SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesINTER-COMPANY SERVICE FEES |
Identifiers
| SEC RIA File Number | 801-121284 |
|---|---|
| SEC ERA File Number | 801-121284 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313907 |
| Legal Entity Identifier | 549300VU5MM41I6GRS16 |
Principal Office
CHIFLEY TOWER, LEVEL 282 CHIFLEY SQUARE
SYDNEY
Australia
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +61 2 8259 9980, Fax: None
Websites
Chief Compliance Officer
STEPHEN JORDAN
HEAD OF CENTRAL INFRASTRUCTURE APAC, COMPLIANCE AUSTRALIA & ORR ROW
CHIFLEY TOWER, LEVEL 28
2 CHIFLEY SQUARE
SYDNEY
Australia
Tel:
+61 2 8259 9980
S*************@******M
(Full email address available in API data)
Regulatory Contact
NADINE LE GALL
COMPLIANCE CONTACT
1345 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-649-6720
N************@******M
(Full email address available in API data)
Industry Affiliates
| AHL PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLG LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLG PARTNERS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN ASSET MANAGEMENT (CAYMAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MAN ASSET MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MAN FUND MANAGEMENT UK LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MAN GLOBAL PRIVATE MARKETS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN GLOBAL PRIVATE MARKETS (USA) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN INVESTMENTS (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| MAN INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MAN SOLUTIONS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NUMERIC INVESTORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SILVERMINE CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| VARAGON CAPITAL PARTNERS, L.P. | Other investment adviser, including financial planners |
| VCC ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAN AUSTRALIA LP | Foreign Entity | – | SHAREHOLDER | 11/2013 | > 75% |
| MAN AUSTRALIA GP LIMITED | Foreign Entity | MAN AUSTRALIA LP | GENERAL PARTNER | 08/2013 | |
| MAN GROUP HOLDINGS LIMITED | Foreign Entity | MAN AUSTRALIA LP | LIMITED PARTNER | 08/2013 | > 75% |
| MAN GROUP HOLDINGS LIMITED | Foreign Entity | MAN AUSTRALIA GP LIMITED | SHAREHOLDER | 07/2013 | > 75% |
| MAN WORLDWIDE OPERATIONS MANAGEMENT LIMITED | Foreign Entity | MAN GROUP HOLDINGS LIMITED | SHAREHOLDER | 07/2019 | > 75% |
| MAN GROUP TREASURY LIMITED | Foreign Entity | MAN WORLDWIDE OPERATIONS MANAGEMENT LIMITED | SHAREHOLDER | 12/2018 | > 75% |
| MAN GROUP PLC | Foreign Entity | MAN GROUP TREASURY LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| JORDAN, STEPHEN, JAMES | Individual | – | DIRECTOR & CHIEF COMPLIANCE OFFICER | 08/2016 | < 5% |
| SINGH, ANURADHA, ANUPAMA | Individual | – | COMPANY SECRETARY | 02/2016 | < 5% |
| GANDHI, HERSH | Individual | – | DIRECTOR | 12/2010 | < 5% |
| KUCKELMAN, SOLOMON, EDMUND | Individual | – | DIRECTOR | 09/2022 | < 5% |
| SWAN, ANDREW, WARREN | Individual | – | DIRECTOR | 06/2023 | < 5% |