BUTLER FINANCIAL SERVICES
BUTLER FINANCIAL SERVICES, INC. Legal Name
Adviser information for BUTLER FINANCIAL SERVICES last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 322 | $121.5M |
| Non-Discretionary | 1 | $1.5M |
| Total | 323 | $123.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $10.7M |
| HNW Individuals | 38 | $112.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesWEALTH MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121286 |
|---|---|
| SEC ERA File Number | 801-121286 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118244 |
| Legal Entity Identifier | None |
Principal Office
1550 WEWATTA ST.2ND FLOOR
DENVER
CO
United States
Monday - Friday, 8-4
Tel: 303-444-3380, Fax: 303-379-6268
Websites
Chief Compliance Officer
MARK BUTLER
PRESIDENT & CHIEF COMPLIANCE OFFICER
1550 WEWATTA ST.
2ND FLOOR
DENVER
CO
United States
Tel:
303-444-3380
Fax:
303-379-6268
M***@*******************G
(Full email address available in API data)
Regulatory Contact
MIKYO BUTLER
PRINCIPAL, PORTFOLIO MANAGER
1550 WEWATTA ST.
2ND FLOOR
DENVER
CO
United States
Tel:
720-635-6497
M****@*******************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUTLER, MARK, ANDREW | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/2002 | 50-75% |
| BUTLER, MIKYO | Individual | – | INVESTMENT ADVISOR - PRINCIPAL | 01/2016 | 50-75% |