TDC CAPITAL ADVISORS, INC.
Adviser information for TDC CAPITAL ADVISORS, INC. last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 239 | $152.1M |
| Total | 239 | $152.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 72 | $25.0M |
| HNW Individuals | 45 | $111.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | <5 | $1.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $13.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121287 |
|---|---|
| SEC ERA File Number | 801-121287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117769 |
| Legal Entity Identifier | None |
Principal Office
1598 COPPERFIELD PARKWAYCOLLEGE STATION
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 979-260-9696, Fax: 979-260-9683
Websites
Chief Compliance Officer
JAMES LARKIN
1598 COPPERFIELD PARKWAY
COLLEGE STATION
TX
United States
Tel:
979-260-9696
Fax:
979-260-9683
J****@**************M
(Full email address available in API data)
Regulatory Contact
RONNIE CRAIG
PRESIDENT
1598 COPPERFIELD PARKWAY
COLLEGE STATION
TX
United States
Tel:
979-260-9696
Fax:
979-260-9683
R*****@**************M
(Full email address available in API data)
Industry Affiliates
| THOMPSON, DERRIG & CRAIG, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAYLOR, AUBRY, JOHN | Individual | – | SHAREHOLDER | 07/2021 | 10-25% |
| CRAIG, RONNIE, LYNN | Individual | – | PRESIDENT | 06/2003 | 25-50% |
| LEVERKUHN, DILLARD, EUGENE | Individual | – | SHAREHOLDER | 07/2005 | 10-25% |
| LARKIN, JAMES, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | 08/2008 | 25-50% |