HARBOUR WEALTH MANAGEMENT GROUP, INC.
Adviser information for HARBOUR WEALTH MANAGEMENT GROUP, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 457 | $146.9M |
| Non-Discretionary | 24 | $27.2M |
| Total | 481 | $174.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $11.4M |
| HNW Individuals | 73 | $124.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $26.2M |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $10.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 146.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HWMG WRAP FEE PROGRAM | HARBOUR WEALTH MANAGEMENT GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-121292 |
|---|---|
| SEC ERA File Number | 801-121292 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314496 |
| Legal Entity Identifier | None |
Principal Office
126 SEVEN FARMS DRIVESTE 150
DANIEL ISLAND
SC
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 843-377-8448, Fax: 888-330-1116
Chief Compliance Officer
ANSLEY R. MELLETTE
REGISTERED CLIENT SERVICE ASSOCIATE
126 SEVEN FARMS DRIVE
STE 150
DANIEL ISLAND
SC
United States
Tel:
843-377-8570
I***@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW D. PARDIECK
MANAGING PRINCIPAL
126 SEVEN FARMS DRIVE
STE 150
DANIEL ISLAND
SC
United States
Tel:
843-377-8448
I***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARDIECK, MATTHEW, DAVID | Individual | – | MANAGING PRINCIPAL | 04/2021 | 50-75% |
| CORLEY, CHRISTOPHER, LAWRENCE | Individual | – | MANAGING DIRECTOR | 04/2021 | 25-50% |
| MELLETTE, ANSLEY, R | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |