VILLAGE WEALTH ADVISORS
OUR WEALTH GUIDES, INC. Legal Name
Adviser information for VILLAGE WEALTH ADVISORS last updated from Form ADV on April 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 338 | $132.8M |
| Non-Discretionary | 0 | $0 |
| Total | 338 | $132.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $23.9M |
| HNW Individuals | 40 | $106.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $183,798 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121298 |
|---|---|
| SEC ERA File Number | 801-121298 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296866 |
| Legal Entity Identifier | None |
Principal Office
2945 TOWNSGATE ROADSUITE 120
WESTLAKE VILLAGE
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 805-603-4960, Fax: 888-650-7863
Chief Compliance Officer
NAYIVI VELEZ
PRESIDENT
2945 TOWNSGATE ROAD
SUITE 120
WESTLAKE VILLAGE
CA
United States
Tel:
805-603-4963
Fax:
888-650-7863
N*****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VELEZ, NAYIVI, VERONICA | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 03/2018 | > 75% |