HARON CAPITAL MANAGEMENT, LLC
Adviser information for HARON CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $42.2M |
| Non-Discretionary | 0 | $0 |
| Total | 95 | $42.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 28 | $42.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121299 |
|---|---|
| SEC ERA File Number | 801-121299 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298059 |
| Legal Entity Identifier | None |
Principal Office
257 NORTH ORLANDO AVENUESUITE 1107
COCOA BEACH
FL
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 646-965-6700, Fax: None
Chief Compliance Officer
JOSHUA VICTOR HARON
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
257 NORTH ORLANDO AVENUE
SUITE 1107
COCOA BEACH
FL
United States
Tel:
646-965-6700
J***********@*************************M
(Full email address available in API data)
Regulatory Contact
DANIEL C. ROME
COMPLIANCE OFFICER
3608 BOUNTY CT.
MATTHEWS
NC
United States
Tel:
(980) 213-5481
Fax:
(704) 582-6155
D*******@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARON, JOSHUA, VICTOR | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2018 | > 75% |