J. MARK NICKELL & CO.
Adviser information for J. MARK NICKELL & CO. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 144 | $118.0M |
| Non-Discretionary | 25 | $2.7M |
| Total | 169 | $120.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $4.8M |
| HNW Individuals | 37 | $102.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $56,700 |
| Other | <5 | $9.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesGENERAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121304 |
|---|---|
| SEC ERA File Number | 801-121304 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111635 |
| Legal Entity Identifier | None |
Principal Office
109 WESTPARK DRIVESUITE 350
BRENTWOOD
TN
United States
Monday - Friday, BY APPOINTMENT
Tel: 615-371-6622, Fax: 615-371-6616
Websites
Chief Compliance Officer
J. MARK NICKELL
PRESIDENT
109 WESTPARK DRIVE
SUITE 350
BRENTWOOD
TN
United States
Tel:
615 371-6622
Fax:
615 371-6616
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NICKELL, JOSEPH, MARK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/1994 | > 75% |