INTEGRITY FINANCIAL ADVISORS, LLC
Adviser information for INTEGRITY FINANCIAL ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 429 | $89.6M |
| Non-Discretionary | 15 | $14.0M |
| Total | 444 | $103.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 203 | $59.4M |
| HNW Individuals | 21 | $30.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFINANCIAL PLANNING FEES |
Identifiers
| SEC RIA File Number | 801-121305 |
|---|---|
| SEC ERA File Number | 801-121305 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313369 |
| Legal Entity Identifier | None |
Principal Office
162 MAIN STREETSUITE 2
WENHAM
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 978-338-4830, Fax: None
Websites
Chief Compliance Officer
JOSEPH B. HOSLER
162 MAIN STREET
WENHAM
MA
United States
Tel:
978-338-4830
J******@********M
(Full email address available in API data)
Industry Affiliates
| AUOUR INVESTMENTS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AUOUR INVESTMENTS LLC | Domestic Entity | – | MEMBER | 03/2021 | 50-75% |
| HOSLER, JOSEPH, BYRON | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| ADVANCED FINANCIAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 03/2021 | 50-75% |
| HELD, ROBERT, FOREST | Individual | ADVANCED FINANCIAL PARTNERS, LLC | OWNER | 06/2008 | > 75% |
| KUFTINEC, ROBERT, ZLATKO | Individual | AUOUR INVESTMENTS LLC | MEMBER | 01/2015 | 25-50% |
| HOSLER, JOSEPH, BYRON | Individual | AUOUR INVESTMENTS LLC | MANAGIN PRINCIPAL | 03/2013 | 25-50% |