CHAPMAN & CHAPMAN ADVISORS LLC
Adviser information for CHAPMAN & CHAPMAN ADVISORS LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 385 | $114.6M |
| Total | 385 | $114.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 163 | $96.6M |
| HNW Individuals | <5 | $15.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $600,278 |
| Charitable organizations | <5 | $77,883 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121327 |
|---|---|
| SEC ERA File Number | 801-121327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122655 |
| Legal Entity Identifier | None |
Principal Office
33 RIVER STREETSUITE 3
CHAGRIN FALLS
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 440-287-7603, Fax: 330-405-3803
Chief Compliance Officer
GEORGE B. CHAPMAN III
MANAGING MEMBER
33 RIVER STREET
SUITE 3
CHAGRIN FALLS
OH
United States
Tel:
440-287-7603
Fax:
330-405-3803
G******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAPMAN III, GEORGE, BYRON | Individual | – | MANAGING MEMBER & CCO | 08/2002 | > 75% |