RIVER CITY WEALTH MANAGEMENT
RCW MANAGEMENT, LLC Legal Name
Adviser information for RIVER CITY WEALTH MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 320 | $133.6M |
| Non-Discretionary | 0 | $0 |
| Total | 320 | $133.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $30.3M |
| HNW Individuals | 47 | $103.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121329 |
|---|---|
| SEC ERA File Number | 801-121329 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314312 |
| Legal Entity Identifier | None |
Principal Office
10175 FORTUNE PKWYUNIT 603
JACKSONVILLE
FL
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 904-374-9098, Fax: None
Chief Compliance Officer
MICHELLE L. BARRON
10175 FORTUNE PKWY
UNIT 603
JACKSONVILLE
FL
United States
Tel:
904-374-9098
M*******@******************M
(Full email address available in API data)
Regulatory Contact
TAMMY CREMEANS
10175 FORTUNE PKWY
UNIT 603
JACKSONVILLE
FL
United States
Tel:
904-374-9098
T*********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARRON, MICHELLE, LYNN | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 11/2017 | < 5% |
| MICHELLE L. BARRON REVOCABLE TRUST | Domestic Entity | – | MEMBER | 01/2023 | > 75% |
| BARRON, MICHELLE, LYNN | Individual | MICHELLE L. BARRON REVOCABLE TRUST | TRUSTEE | 01/2023 |