PARKER FINANCIAL LLC
Adviser information for PARKER FINANCIAL LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $174.7M |
| Non-Discretionary | 0 | $0 |
| Total | 279 | $174.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 229 | $99.0M |
| HNW Individuals | 46 | $73.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissionsREFERRAL FEES |
| Other Business Activities | Insurance broker or agent |
Principal Office
9230 BAY SHORE DR NW #201SILVERDALE
WA
United States
Monday - Friday, 9-4
Tel: 360-337-2701, Fax: 360-337-7714
Chief Compliance Officer
JASON R. PARKER
PRESIDENT/CHIEF COMPLIANCE OFFICER
9230 BAY SHORE DR NW #201
SILVERDALE
WA
United States
Tel:
3603372701
Fax:
3603377714
I***@*******************T
(Full email address available in API data)
Regulatory Contact
HEATHER HENRICHSEN
CHIEF OPERATIONS OFFICER
9230 BAY SHORE DR NW #201
SILVERDALE
WA
United States
Tel:
360-337-2701
Fax:
360-337-7714
I***@*******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKER, JASON, RANDALL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2007 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 244K | 1K | – |
| AMAZON COM INC | COM | 944K | 5K | – |
| APPLE INC | COM | 1M | 5K | – |
| BROADCOM INC | COM | 337K | 210 | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 3M | 66K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 3M | 55K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 14M | 427K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 2M | 39K | – |
| HOME DEPOT INC | COM | 228K | 661 | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 523K | 14K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 722K | 18K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 976K | 46K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 922K | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 359K | 750 | – |
| ISHARES TR | 3 7 YR TREAS BD | 2M | 17K | – |
| ISHARES TR | IBOXX HI YD ETF | 210K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 10K | – |
| ISHARES TR | TIPS BD ETF | 971K | 9K | – |
| MICROSOFT CORP | COM | 2M | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 361K | 827 | – |
| QUALCOMM INC | COM | 442K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 204K | 2K | – |
| STARBUCKS CORP | COM | 499K | 6K | – |
| UNION PAC CORP | COM | 303K | 1K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 6M | 75K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 6M | 79K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 10M | 133K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 247K | 3K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 13M | 272K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 28M | 76K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 741K | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 21K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 380K | 1K | – |
| VANGUARD INDEX FDS | VALUE ETF | 23M | 143K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 23K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 12M | 266K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 5M | 118K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 280K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 32M | 644K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 1M | 17K | – |