EAGLE HARBOR ASSET MANAGEMENT, INC.
EAGLE HARBOR ASSET MANAGEMENT INC Legal Name
Adviser information for EAGLE HARBOR ASSET MANAGEMENT, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 184 | $131.4M |
| Non-Discretionary | 0 | $0 |
| Total | 184 | $131.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 53 | $8.2M |
| HNW Individuals | 128 | $121.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121335 |
|---|---|
| SEC ERA File Number | 801-121335 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108089 |
| Legal Entity Identifier | None |
Principal Office
8330 GRAND AVE NEBAINBRIDGE IS
WA
United States
Monday - Friday, BY APPOINTMENT
Tel: 206-300-1423, Fax: None
Websites
Chief Compliance Officer
BRIAN MCAULEY
CCO
701 FIFTH AVENUE #4200
SEATTLE
WA
United States
Tel:
425-876-4875
M******@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW PATRICK LOECHL
PRESIDENT
701 FIFTH AVENUE #4200
SEATTLE
WA
United States
Tel:
206-300-1423
L*****@**********M
(Full email address available in API data)
Industry Affiliates
| TURLOFF FINANCIAL CONSULTING, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOECHL, ANDREW, PATRICK | Individual | – | PRESIDENT | 01/2009 | > 75% |
| Rowe, Brian | Individual | – | PORTFOLIO MANAGER | 09/2022 | < 5% |
| MCAULEY, BRIAN, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |