SOLUTIONS 4 WEALTH
SOLUTIONS 4 WEALTH, LTD Legal Name
Adviser information for SOLUTIONS 4 WEALTH last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 535 | $140.1M |
| Non-Discretionary | 11 | $1.8M |
| Total | 546 | $141.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 138 | $25.1M |
| HNW Individuals | 73 | $113.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $624,041 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
566 NORTH KIMBALL AVESUITE 120
SOUTHLAKE
TX
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 817-934-7010, Fax: 817-416-1955
Chief Compliance Officer
DONNY HATCHER
CHIEF COMPLIANCE OFFICER, AND PARTNER
566 KIMBALL AVE
SUITE 120
SOUTHLAKE
TX
United States
Tel:
817-934-7010
Fax:
817-416-1955
D****@*******************M
(Full email address available in API data)
Industry Affiliates
| SAME AS ABOVE | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRESTIGE FINANCE COMPANY LLC | Real Estate Fund | $0.0M | $0.0M | 0 |
| S4W MULTIFAMILY HOUSING FUND LP | Real Estate Fund | $2.3M | $0.1M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SABLE, LLC | Domestic Entity | – | GENERAL PARTNER | 09/2002 | < 5% |
| HATCHER, MELISSA, ANN | Individual | SABLE, LLC | MANAGING MEMBER | 02/2019 | 50-75% |
| HATCHER, MELISSA, ANN | Individual | – | LIMITED PARTNER | 02/2019 | 25-50% |
| Hatcher, Donald, Lee | Individual | – | LIMITED PARTNER, CHIEF COMPLIANCE OFFICER | 02/2019 | 25-50% |
| Hatcher, Donald, Lee | Individual | SABLE, LLC | MANAGING MEMBER | 02/2019 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALCON AG | ORD SHS | 323K | 4K | – |
| AMAZON COM INC | COM | 371K | 2K | – |
| APPLE INC | COM | 3M | 13K | – |
| BANK AMERICA CORP | COM | 222K | 6K | – |
| CONOCOPHILLIPS | COM | 420K | 4K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 1M | 18K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 400K | 7K | – |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 2M | 21K | – |
| GALECTIN THERAPEUTICS INC | COM NEW | 82K | 36K | – |
| GLOBAL X FDS | RUSSELL 2000 | 925K | 58K | – |
| GLOBAL X FDS | S&P 500 COVERED | 290K | 7K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 2M | 103K | – |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 221K | 13K | – |
| INVESCO SR INCOME TR | COM | 10M | 2M | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 477K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | 581K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 312K | 6K | – |
| ISHARES TR | RUS 1000 GRW ETF | 229K | 628 | – |
| ISHARES TR | U.S. MED DVC ETF | 854K | 15K | – |
| ISHARES TR | CYBERSECURITY | 1M | 22K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 834K | 15K | – |
| JOHNSON & JOHNSON | COM | 256K | 2K | – |
| MICROSOFT CORP | COM | 394K | 882 | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 15K | – |
| QUANTUM COMPUTING INC | COM | 5K | 10K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 452K | 830 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 428K | 5K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 246K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 569K | 7K | – |
| SPDR SER TR | HLTH CR EQUIP | 298K | 4K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 421K | 7K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 2M | 58K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 12K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 817K | 12K | – |
| SOUTHSIDE BANCSHARES INC | COM | 669K | 24K | – |
| TESLA INC | COM | 419K | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 1M | 5K | – |
| VANGUARD WORLD FD | INF TECH ETF | 402K | 697 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 562K | 6K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 599K | 2K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 336K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 313K | 1K | – |
| VERITEX HLDGS INC | COM | 1M | 56K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 98K | 13K | – |
| WISDOMTREE TR | PUTWRITE STRAT | 2M | 58K | – |