GREAT LAKES WEALTH, LLC
Adviser information for GREAT LAKES WEALTH, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 872 | $117.0M |
| Non-Discretionary | 0 | $0 |
| Total | 872 | $117.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 243 | $43.0M |
| HNW Individuals | 33 | $73.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $400,000 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-121370 |
|---|---|
| SEC ERA File Number | 801-121370 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282362 |
| Legal Entity Identifier | None |
Principal Office
22260 HAGGERTY ROADSUITE 160
NORTHVILLE
MI
United States
Monday - Friday, 8 AM - 5:30 PM
Tel: (248) 378-1200, Fax: None
Chief Compliance Officer
DEWEY STEFFEN
CHIEF EXECUTIVE OFFICER
22260 HAGGERTY ROAD
SUITE 160
NORTHVILLE
MI
United States
Tel:
(248) 378-1200
D***********@******************S
(Full email address available in API data)
Industry Affiliates
| GREAT LAKES WEALTH, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERICAN WEALTH, LLC | Domestic Entity | – | MEMBER | 07/2016 | > 75% |
| STEFFEN, DEWEY, DEANE | Individual | AMERICAN WEALTH, LLC | MANAGING MEMBER | 06/2016 | > 75% |
| STEFFEN, DEWEY, DEANE | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2016 | < 5% |
| STEFFEN, DEWEY, DEANE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |